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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+29.77%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$26.1M
Cap. Flow
-$37.3M
Cap. Flow %
-29.79%
Top 10 Hldgs %
68.93%
Holding
98
New
40
Increased
5
Reduced
15
Closed
38

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$10.5M
2
BND icon
Vanguard Total Bond Market
BND
+$7.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.05M
4
RIOT icon
Riot Platforms
RIOT
+$5.42M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.81M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.1M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$11.9M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$10.7M
4
UA icon
Under Armour Class C
UA
+$5.8M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.44M

Sector Composition

Rank Sector Weight
1 Communication Services 34.59%
2 Financials 17.56%
3 Healthcare 3.95%
4 Consumer Discretionary 3.55%
5 Energy 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
1
Alphabet (Google) Class C
GOOG
$3.9T
$38.7M 30.97%
374,580
+60,980
+19% +$6.05M
RIOT icon
2
Riot Platforms
RIOT
$8.52B
$10.9M 8.72%
204,900
+133,900
+189% +$5.42M
PHYS icon
3
Sprott Physical Gold
PHYS
$14.6B
$9.95M 7.95%
+741,662
New +$10.5M
BND icon
4
Vanguard Total Bond Market
BND
$157B
$7.47M 5.97%
+88,206
New +$7.61M
OXY.WS icon
5
Occidental Petroleum Corp Warrants
OXY.WS
$33.2B
$5.44M 4.35%
457,154
+337,203
+281% +$3.81M
PAA icon
6
Plains All American Pipeline
PAA
$17.4B
$3.63M 2.9%
+398,958
New +$3.65M
APO icon
7
Apollo Global Management
APO
$70.7B
$2.7M 2.16%
+57,467
New +$2.8M
NBLX
8
DELISTED
Noble Midstream Partners LP
NBLX
$2.64M 2.11%
+181,935
New +$2.46M
NVTA
9
DELISTED
Invitae Corporation
NVTA
$2.39M 1.91%
+62,500
New +$2.84M
BODI icon
10
The Beachbody Company
BODI
$78.9M
$2.36M 1.88%
+4,660
New +$2.62M
ALTU
11
DELISTED
Altitude Acquisition Corp
ALTU
$2.17M 1.73%
+216,000
New +$2.31M
TCF
12
DELISTED
TCF Financial Corporation Common Stock
TCF
$1.97M 1.58%
42,477
-123,129
-74% -$5.44M
UA icon
13
Under Armour Class C
UA
$2.92B
$1.87M 1.49%
101,181
-329,867
-77% -$5.8M
IGIB icon
14
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.78M 1.43%
+30,107
New +$1.82M
CEF icon
15
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$1.59M 1.27%
91,836
-244,093
-73% -$4.52M
DISCK
16
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.49M 1.19%
+40,354
New +$1.71M
USHY icon
17
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$1.43M 1.15%
34,820
-16,377
-32% -$674K
NML
18
Neuberger Energy Infrastructure and Income Fund Inc
NML
$607M
$1.28M 1.02%
305,322
-185,032
-38% -$729K
NTG
19
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.23M 0.98%
47,739
-30,215
-39% -$747K
CIT
20
DELISTED
CIT Group Inc.
CIT
$1.22M 0.97%
23,615
-14,480
-38% -$649K
QNGY
21
DELISTED
Quanergy Systems, Inc.
QNGY
$1.19M 0.95%
+5,945
New +$1.27M
FOXA icon
22
Fox Class A
FOXA
$23.2B
$1.18M 0.95%
32,794
+337
+1% +$11.8K
GER
23
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.05M 0.84%
108,398
-67,448
-38% -$606K
FCAC
24
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$1.03M 0.83%
+103,700
New +$1.13M
QELL
25
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$1.01M 0.81%
+99,100
New +$1.2M
1
2 3 4

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OTA Financial Group's Q1 2021 Portfolio in Review

As of Q1 2021, OTA Financial Group held 98 positions worth $125M, down 17% from $151M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

OTA Financial Group withdrew a net $37.3M in Q1 2021, closing 38 positions and reducing 15 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $29.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, OTA Financial Group opened a new position in Sprott Physical Gold worth $9.95M.

  • OTA Financial Group's largest Q1 2021 buy was Sprott Physical Gold: 741,662 shares worth $9.95M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2021, an estimated $6.05M increase.
  • OTA Financial Group's biggest Q1 2021 reduction was Under Armour Class C, cutting an estimated $5.8M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q1 2021, selling an estimated $29.1M.
  • OTA Financial Group's ten largest holdings make up 69% of its $125M portfolio in Q1 2021.
  • OTA Financial Group opened 40 new positions and closed 38 in Q1 2021.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $125M.

Based on OTA Financial Group's 13F filing for Q1 2021, filed 14 Apr 2021.