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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
-$45.1M
Cap. Flow
-$44.7M
Cap. Flow %
-31.61%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
16
Reduced
10
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.4M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.76M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.5M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Top Sells

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$26.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.3M
3
HE icon
Hawaiian Electric Industries
HE
+$4.72M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.37M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.85M

Sector Composition

Rank Sector Weight
1 Miscellaneous 79.42%
2 Communication Services 5.24%
3 Energy 4.76%
4 Technology 4%
5 Healthcare 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$15M 10.65%
+73,200
New +$15.4M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$12.9M 9.13%
143,848
-7,085
-5% -$773K
NEE.PRO
3
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$12.1M 8.58%
181,214
-409,477
-69% -$26.2M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$7.66M 5.42%
114,453
-16,287
-12% -$1.03M
GM.WS.A
5
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$4.88M 3.45%
193,054
+145,105
+303% +$3.76M
DTV
6
DELISTED
DIRECTV COM STK (DE)
DTV
$4.33M 3.06%
49,912
-42,581
-46% -$3.85M
TWC
7
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3.21M 2.27%
+21,129
New +$3.5M
TQNT
8
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$2.81M 1.99%
+102,075
New +$2.81M
EPR.PRC icon
9
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$144M
$2.8M 1.98%
118,949
+60,346
+103% +$1.44M
APL
10
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$2.56M 1.81%
+93,990
New +$2.56M
AGN
11
DELISTED
Allergan Inc
AGN
$2.5M 1.77%
+11,764
New +$2.5M
PCI
12
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.45M 1.73%
118,615
+93,594
+374% +$1.94M
SWY
13
CALL
DELISTED
SAFEWAY INC
SWY
$2.29M 1.62%
+65,100
New +$2.29M
RDS.A
14
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.26M 1.6%
+35,560
New +$2.04M
AWF
15
AllianceBernstein Global High Income Fund
AWF
$865M
$2.02M 1.43%
162,455
+77,110
+90% +$954K
GWRU
16
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.76M 1.24%
+15,150
New +$1.7M
WEC icon
17
WEC Energy
WEC
$34.5B
$1.68M 1.19%
+31,802
New +$1.53M
TRIP icon
18
TripAdvisor
TRIP
$1.09B
$1.5M 1.06%
20,093
+3,878
+24% +$315K
LBRDK
19
DELISTED
Liberty Broadband Class C
LBRDK
$1.39M 0.98%
+27,810
New +$1.48M
SWY
20
DELISTED
SAFEWAY INC
SWY
$1.35M 0.96%
+38,557
New +$1.35M
SUSQ
21
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1.32M 0.94%
98,701
+12,037
+14% +$167K
CY
22
DELISTED
Cypress Semiconductor
CY
$1.32M 0.94%
+92,811
New +$1.22M
IEMG icon
23
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$1.27M 0.9%
27,111
+15,182
+127% +$768K
EPI icon
24
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$1.2M 0.85%
54,616
+44,124
+421% +$971K
TEI
25
Templeton Emerging Markets Income Fund
TEI
$318M
$1.1M 0.78%
+96,900
New +$1.07M
1
2 3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q2 2015 Portfolio in Review

As of Q2 2015, OTA Financial Group held 110 positions worth $141M, down 24% from $186M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group withdrew a net $44.7M in Q2 2015, closing 35 positions and reducing 10 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $9.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 79% of assets, down from 79% a quarter earlier, followed by Communication Services and Energy.

Against the trend, OTA Financial Group opened a new position in State Street SPDR S&P 500 ETF Trust worth $15M.

  • OTA Financial Group's largest Q2 2015 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2015, an estimated $3.76M increase.
  • OTA Financial Group's biggest Q2 2015 reduction was NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL), cutting an estimated $26.2M.
  • OTA Financial Group fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q2 2015, selling an estimated $9.3M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q2 2015.
  • OTA Financial Group opened 49 new positions and closed 35 in Q2 2015.
  • OTA Financial Group's portfolio value fell 24% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q2 2015, filed 17 Jul 2015.