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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$242M
AUM Growth
-$19.7M
Cap. Flow
-$19.7M
Cap. Flow %
-8.15%
Top 10 Hldgs %
80.96%
Holding
65
New
–
Increased
–
Reduced
–
Closed
9

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$7.7M
2
RSPP
RSP Permian, Inc.
RSPP
+$4.42M
3
KDP icon
Keurig Dr Pepper
KDP
+$4.27M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$813K
5
TEP
Tallgrass Energy Partners, LP
TEP
+$765K

Sector Composition

Rank Sector Weight
1 Communication Services 6.1%
2 Financials 4.06%
3 Consumer Discretionary 2.2%
4 Technology 1.02%
5 Consumer Staples 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.WS.A
1
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$127M 52.54%
7,776,253
– –
JPM.WS
2
DELISTED
JPMorgan Chase
JPM.WS
$18.8M 7.77%
295,805
– –
PSLV icon
3
Sprott Physical Silver Trust
PSLV
$11.5B
$9.4M 3.89%
1,601,964
– –
CEF icon
4
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$8.98M 3.72%
716,405
– –
LBRDK icon
5
Liberty Broadband Class C
LBRDK
$4.36B
$7.83M 3.24%
103,484
– –
LSXMA
6
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7M 2.9%
214,938
– –
ZIONW
7
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$4.74M 1.96%
233,474
– –
PHYS icon
8
Sprott Physical Gold
PHYS
$14.4B
$4.48M 1.86%
440,334
– –
LSXMK
9
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$4M 1.65%
115,714
– –
TFCF
10
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$3.47M 1.44%
70,468
– –
Z icon
11
Zillow
Z
$7.56B
$3.43M 1.42%
58,061
– –
CADE
12
DELISTED
Cadence Bancorporation
CADE
$2.94M 1.22%
101,824
– –
AABA
13
DELISTED
Altaba Inc
AABA
$2.47M 1.02%
33,781
– –
LEN.B icon
14
Lennar Class B
LEN.B
$19.6B
$2.33M 0.97%
57,464
– –
PNC.WS
15
DELISTED
PNC Financial Services Group Inc
PNC.WS
$2.19M 0.9%
31,706
– –
PF
16
DELISTED
Pinnacle Foods, Inc.
PF
$2.17M 0.9%
33,319
– –
MBFI
17
DELISTED
MB Financial Corp
MBFI
$1.9M 0.79%
40,756
– –
GBNK
18
DELISTED
Guaranty Bancorp
GBNK
$1.9M 0.78%
63,620
– –
WFC.WS
19
DELISTED
Wells Fargo & Company Ws
WFC.WS
$1.81M 0.75%
82,047
– –
TRIP icon
20
TripAdvisor
TRIP
$1.68B
$1.72M 0.71%
30,903
– –
CVG
21
DELISTED
Convergys
CVG
$1.7M 0.7%
69,572
– –
SEP
22
DELISTED
Spectra Engy Parters Lp
SEP
$1.51M 0.63%
42,660
– –
TCF
23
DELISTED
TCF Financial Corporation
TCF
$1.24M 0.51%
50,200
– –
JPS
24
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.19M 0.49%
135,452
– –
S
25
DELISTED
Sprint Corporation
S
$1.13M 0.47%
207,275
– –
1
2 3

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2018 Portfolio in Review

As of Q3 2018, OTA Financial Group held 65 positions worth $242M, down 7.5% from $261M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

OTA Financial Group withdrew a net $19.7M in Q3 2018, closing 9 positions. Its most notable exit was Williams Partners L.P., an estimated $7.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 6.1% of assets, up from 5.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • OTA Financial Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $7.7M.
  • OTA Financial Group's ten largest holdings make up 81% of its $242M portfolio in Q3 2018.
  • OTA Financial Group opened 0 new positions and closed 9 in Q3 2018.
  • OTA Financial Group's portfolio value fell 7.5% quarter-over-quarter to $242M.

Based on OTA Financial Group's 13F filing for Q3 2018, filed 19 Oct 2018.