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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$186M
AUM Growth
+$45.1M
Cap. Flow
+$43.3M
Cap. Flow %
23.22%
Top 10 Hldgs %
74.95%
Holding
110
New
35
Increased
10
Reduced
16
Closed
49

Top Buys

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$27.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.41M
3
HE icon
Hawaiian Electric Industries
HE
+$4.9M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.54M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.68M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.85M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.21M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 5.23%
2 Energy 3.34%
3 Utilities 3.07%
4 Communication Services 2.13%
5 Real Estate 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE.PRO
1
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$38.6M 20.73%
590,691
+409,477
+226% +$27.2M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$14.4M 7.7%
150,933
+7,085
+5% +$662K
UTX.PRA
3
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$9.3M 4.99%
+151,215
New +$9.41M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$8.72M 4.68%
130,740
+16,287
+14% +$1.11M
DTV
5
DELISTED
DIRECTV COM STK (DE)
DTV
$7.87M 4.22%
92,493
+42,581
+85% +$3.68M
GM.WS.B
6
DELISTED
General Motors Company
GM.WS.B
$5.97M 3.2%
303,625
+244,797
+416% +$4.54M
HE icon
7
Hawaiian Electric Industries
HE
$2.34B
$4.72M 2.53%
+146,981
New +$4.9M
RGP
8
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$3.5M 1.88%
+153,230
New +$3.61M
JRN
9
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$3.27M 1.75%
+220,698
New +$2.57M
HYG icon
10
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$3.08M 1.65%
+33,966
New +$3.07M
AVIV
11
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$2.96M 1.59%
+81,124
New +$3.01M
EEP
12
DELISTED
Enbridge Energy Partners
EEP
$2.73M 1.46%
75,751
+60,332
+391% +$2.31M
UL icon
13
Unilever
UL
$130B
$2.47M 1.32%
+52,561
New +$2.52M
TMUSP
14
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$2.12M 1.14%
+36,126
New +$2.11M
XLS
15
DELISTED
EXELIS INC COM STK
XLS
$1.87M 1%
+76,879
New +$1.64M
FCAM
16
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$1.83M 0.98%
+13,254
New +$1.66M
CYN
17
DELISTED
CITY NATIONAL CORPORATION
CYN
$1.72M 0.92%
+19,360
New +$1.67M
SWNC
18
DELISTED
Southwestern Energy Company
SWNC
$1.53M 0.82%
+30,394
New +$1.64M
EPR.PRC icon
19
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$147M
$1.42M 0.76%
58,603
-60,346
-51% -$1.48M
TRIP icon
20
TripAdvisor
TRIP
$1.57B
$1.35M 0.72%
16,215
-3,878
-19% -$305K
GM.WS.A
21
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.33M 0.71%
47,949
-145,105
-75% -$3.85M
RTI
22
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$1.27M 0.68%
+35,526
New +$996K
SUSQ
23
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1.19M 0.64%
86,664
-12,037
-12% -$160K
JPM icon
24
JPMorgan Chase
JPM
$930B
$1.16M 0.62%
+19,131
New +$1.13M
AWF
25
AllianceBernstein Global High Income Fund
AWF
$869M
$1.07M 0.58%
85,345
-77,110
-47% -$970K
1
2 3 4 5

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KCMRT
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LAM
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BFA
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PFG
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FNBOSM
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OTA Financial Group's Q1 2015 Portfolio in Review

As of Q1 2015, OTA Financial Group held 110 positions worth $186M, up 32% from $141M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

OTA Financial Group deployed $43.3M of net new capital in Q1 2015, opening 35 new positions and adding to 10 existing holdings. Its largest new stake was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 4% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $3.85M trimmed.

  • OTA Financial Group's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $27.2M increase.
  • OTA Financial Group's biggest Q1 2015 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $3.85M.
  • OTA Financial Group fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $15M.
  • OTA Financial Group's ten largest holdings make up 75% of its $186M portfolio in Q1 2015.
  • OTA Financial Group opened 35 new positions and closed 49 in Q1 2015.
  • OTA Financial Group's portfolio value rose 32% quarter-over-quarter to $186M.

Based on OTA Financial Group's 13F filing for Q1 2015, filed 11 May 2015.