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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$100M
AUM Growth
-$16.2M
Cap. Flow
-$17.5M
Cap. Flow %
-17.42%
Top 10 Hldgs %
71.36%
Holding
138
New
33
Increased
18
Reduced
17
Closed
68

Top Buys

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$6.44M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.46M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.25M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.97M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.52M

Top Sells

Rank Stock Value
1
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.6M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.17M
3
PHYS icon
Sprott Physical Gold
PHYS
+$5.95M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.27M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.99M

Sector Composition

Rank Sector Weight
1 Communication Services 8.09%
2 Financials 4.89%
3 Technology 2.37%
4 Energy 1.08%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$33.6B
$24.5M 24.44%
594,431
+76,166
+15% +$3.52M
PHYS icon
2
Sprott Physical Gold
PHYS
$14.6B
$12.6M 12.56%
892,993
-445,679
-33% -$5.95M
BTX
3
BlackRock Technology and Private Equity Term Trust
BTX
$973M
$8.69M 8.67%
1,276,755
+902,765
+241% +$6.44M
SJIV
4
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$6.15M 6.13%
89,121
+34,488
+63% +$2.37M
LBRDK icon
5
Liberty Broadband Class C
LBRDK
$4.26B
$5.87M 5.86%
76,995
+52,291
+212% +$4.25M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.47M 4.46%
+46,069
New +$4.46M
TYG
7
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$4.32M 4.31%
136,037
+122,367
+895% +$3.97M
NTG
8
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2.16M 2.16%
62,542
+33,975
+119% +$1.22M
KYN icon
9
Kayne Anderson Energy Infrastructure Fund
KYN
$2.53B
$1.43M 1.43%
+167,014
New +$1.45M
ECAT icon
10
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.51B
$1.36M 1.36%
101,556
-3,185
-3% -$43.5K
NBXG
11
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$1.27M 1.26%
+139,335
New +$1.32M
KMF
12
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$1.15M 1.15%
+153,557
New +$1.17M
BNT
13
Brookfield Wealth Solutions
BNT
$11.5B
$1.15M 1.15%
55,146
+14,385
+35% +$383K
SCHZ icon
14
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.14M 1.14%
50,012
-131,414
-72% -$2.99M
PAA icon
15
Plains All American Pipeline
PAA
$17.4B
$1.08M 1.08%
+91,789
New +$1.09M
GOOGL icon
16
Alphabet (Google) Class A
GOOGL
$3.89T
$1.05M 1.05%
+11,944
New +$1.14M
VCIT icon
17
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$1.01M 1.01%
+13,097
New +$1.01M
MUC icon
18
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$962K 0.96%
+89,643
New +$955K
MUI
19
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$864K 0.86%
+76,344
New +$842K
BMEZ icon
20
BlackRock Health Sciences Trust II
BMEZ
$946M
$701K 0.7%
45,433
-61,066
-57% -$946K
BCAT icon
21
BlackRock Capital Allocation Term Trust
BCAT
$1.62B
$691K 0.69%
49,829
-25,479
-34% -$360K
PSQH icon
22
PSQ Holdings
PSQH
$11.6M
$685K 0.68%
4,600
+2,689
+141% +$397K
HTZWW
23
Hertz Global Holdings Warrants
HTZWW
$75.5M
$649K 0.65%
+87,153
New +$769K
GER
24
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$616K 0.61%
48,270
+21,908
+83% +$286K
BFZ
25
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$602K 0.6%
+55,637
New +$588K
1
2 3 4 5

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KCMRT
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LAM
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BFA
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OTA Financial Group's Q4 2022 Portfolio in Review

As of Q4 2022, OTA Financial Group held 138 positions worth $100M, down 14% from $117M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group withdrew a net $17.5M in Q4 2022, closing 68 positions and reducing 17 holdings. Its most notable exit was Expand Energy Corp Class B Warrants, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 8.1% of assets, up from 5.3% a quarter earlier, followed by Financials and Technology.

Against the trend, OTA Financial Group opened a new position in iShares Core US Aggregate Bond ETF worth $4.47M.

  • OTA Financial Group's largest Q4 2022 buy was iShares Core US Aggregate Bond ETF: 46,069 shares worth $4.47M.
  • OTA Financial Group added most to BlackRock Technology and Private Equity Term Trust in Q4 2022, an estimated $6.44M increase.
  • OTA Financial Group's biggest Q4 2022 reduction was Sprott Physical Gold, cutting an estimated $5.95M.
  • OTA Financial Group fully exited Expand Energy Corp Class B Warrants in Q4 2022, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 71% of its $100M portfolio in Q4 2022.
  • OTA Financial Group opened 33 new positions and closed 68 in Q4 2022.
  • OTA Financial Group's portfolio value fell 14% quarter-over-quarter to $100M.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.