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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$39.1M
Cap. Flow
-$46.1M
Cap. Flow %
-25.83%
Top 10 Hldgs %
72.74%
Holding
124
New
46
Increased
10
Reduced
11
Closed
53

Top Buys

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$11.4M
2
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$6.66M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.37M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.5M
5
SLV icon
iShares Silver Trust
SLV
+$3.64M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$11.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$7.92M
3
PHYS icon
Sprott Physical Gold
PHYS
+$6.86M
4
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$6.02M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.85M

Sector Composition

Rank Sector Weight
1 Miscellaneous 88.33%
2 Energy 3.88%
3 Financials 3.13%
4 Real Estate 2.08%
5 Materials 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
1
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$11.8M 6.6%
445,555
+433,599
+3,627% +$11.4M
PHYS icon
2
Sprott Physical Gold
PHYS
$15.9B
$9.06M 5.07%
822,184
-619,427
-43% -$6.86M
GT.PRA
3
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$6.66M 3.73%
+104,622
New +$6.66M
VWO icon
4
Vanguard FTSE Emerging Markets ETF
VWO
$128B
$5.44M 3.05%
+135,653
New +$5.37M
EEM icon
5
iShares MSCI Emerging Markets ETF
EEM
$31.9B
$4.64M 2.6%
+113,733
New +$4.5M
GM.PRB
6
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$3.77M 2.11%
75,263
+10,082
+15% +$503K
SLV icon
7
iShares Silver Trust
SLV
$32.2B
$3.67M 2.06%
+175,956
New +$3.64M
GM.WS.B
8
DELISTED
General Motors Company
GM.WS.B
$3.11M 1.74%
167,426
– –
USIG icon
9
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.7B
$2.49M 1.39%
+46,408
New +$2.48M
WY icon
10
Weyerhaeuser
WY
$16.6B
$2.27M 1.27%
+79,223
New +$2.24M
ONXX
11
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$2.26M 1.26%
+18,100
New +$2.29M
EEQ
12
DELISTED
Enbridge Energy Management Llc
EEQ
$2.19M 1.23%
119,923
+83,433
+229% +$1.59M
GWRU
13
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.96M 1.1%
+15,554
New +$1.93M
ACG
14
DELISTED
AllianceBernstein Income Fund Inc
ACG
$1.76M 0.99%
+250,471
New +$1.77M
FXB icon
15
Invesco CurrencyShares British Pound Sterling Trust
FXB
$65M
$1.76M 0.99%
+11,013
New +$1.69M
PBR icon
16
Petrobras
PBR
$130B
$1.54M 0.86%
99,338
+33,788
+52% +$481K
JQC icon
17
Nuveen Credit Strategies Income Fund
JQC
$705M
$1.54M 0.86%
+164,459
New +$1.61M
CLP
18
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$1.44M 0.8%
63,884
+33,063
+107% +$767K
NEE.PRO
19
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.33M 0.74%
24,326
+12,700
+109% +$711K
WCRX
20
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$1.26M 0.71%
55,273
+9,461
+21% +$200K
PSE
21
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
$1.23M 0.69%
+27,760
New +$1.11M
IGD
22
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$1.18M 0.66%
+130,993
New +$1.23M
MTB icon
23
M&T Bank
MTB
$34.6B
$1.16M 0.65%
+10,334
New +$1.2M
CMCSK
24
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$1.15M 0.64%
26,511
-6,842
-21% -$297K
IMVP
25
Invesco India ETF
IMVP
$106M
$1.09M 0.61%
68,316
+48,636
+247% +$782K
1
2 3 4 5

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OTA Financial Group's Q3 2013 Portfolio in Review

As of Q3 2013, OTA Financial Group held 124 positions worth $178M, down 18% from $218M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

OTA Financial Group withdrew a net $46.1M in Q3 2013, closing 53 positions and reducing 11 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 88% of assets, down from 92% a quarter earlier, followed by Energy and Financials.

Against the trend, OTA Financial Group opened a new position in GOODYEAR TIRE & RUBR CO PFD CONV (OH) worth $6.66M.

  • OTA Financial Group's largest Q3 2013 buy was GOODYEAR TIRE & RUBR CO PFD CONV (OH): 104,622 shares worth $6.66M.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q3 2013, an estimated $11.4M increase.
  • OTA Financial Group's biggest Q3 2013 reduction was Sprott Physical Gold, cutting an estimated $6.86M.
  • OTA Financial Group fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 73% of its $178M portfolio in Q3 2013.
  • OTA Financial Group opened 46 new positions and closed 53 in Q3 2013.
  • OTA Financial Group's portfolio value fell 18% quarter-over-quarter to $178M.

Based on OTA Financial Group's 13F filing for Q3 2013, filed 12 Nov 2013.