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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$13.3M
Cap. Flow
+$9.24M
Cap. Flow %
8.13%
Top 10 Hldgs %
82.8%
Holding
96
New
26
Increased
5
Reduced
8
Closed
50

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$23.8M
2
MSFT icon
Microsoft
MSFT
+$12.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.52M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.6M
5
AUY
Yamana Gold, Inc.
AUY
+$2.98M

Top Sells

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$12.6M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$8.69M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$6.15M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.47M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$3.87M

Sector Composition

Rank Sector Weight
1 Communication Services 15.05%
2 Technology 13.68%
3 Financials 4.18%
4 Energy 1.21%
5 Utilities 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$23.9M 21.03%
+260,169
New +$23.8M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$33.2B
$23.2M 20.38%
564,880
-29,551
-5% -$1.19M
MSFT icon
3
Microsoft
MSFT
$2.84T
$14.4M 12.69%
+50,000
New +$12.8M
META icon
4
Meta Platforms (Facebook)
META
$1.51T
$10.6M 9.33%
+50,000
New +$8.52M
SCLX icon
5
CALL
Scilex Holding
SCLX
$48.1M
$8.52M 7.5%
+29,674
New +$8.23M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$3.9T
$3.88M 3.41%
+37,260
New +$3.6M
AUY
7
DELISTED
Yamana Gold, Inc.
AUY
$3.07M 2.7%
+524,471
New +$2.98M
LBRDK icon
8
Liberty Broadband Class C
LBRDK
$4.15B
$2.62M 2.31%
32,120
-44,875
-58% -$3.87M
TYG
9
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$2.15M 1.9%
73,232
-62,805
-46% -$1.98M
SCHW
10
Charles Schwab
SCHW
$177B
$1.78M 1.57%
+34,032
New +$2.49M
SHYG icon
11
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.73M 1.53%
+41,591
New +$1.72M
SCHZ icon
12
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.59M 1.4%
67,738
+17,726
+35% +$412K
VCIT icon
13
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$1.41M 1.24%
17,576
+4,479
+34% +$355K
PAA icon
14
Plains All American Pipeline
PAA
$17.4B
$1.37M 1.21%
110,127
+18,338
+20% +$229K
EOS
15
Eaton Vance Enhance Equity Income Fund II
EOS
$1.14B
$861K 0.76%
+52,511
New +$870K
BRMK
16
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$830K 0.73%
+176,628
New +$781K
RVT icon
17
Royce Value Trust
RVT
$2.21B
$738K 0.65%
+54,450
New +$764K
IGSB icon
18
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$612K 0.54%
+12,110
New +$608K
FEI
19
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$610K 0.54%
79,879
+24,777
+45% +$195K
BEP icon
20
Brookfield Renewable
BEP
$10B
$570K 0.5%
+18,094
New +$510K
KYN icon
21
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$540K 0.48%
62,558
-104,456
-63% -$915K
BNNR
22
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$513K 0.45%
50,186
– –
SPAB icon
23
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$492K 0.43%
+19,108
New +$489K
MSAI icon
24
MultiSensor AI
MSAI
$9.77M
$478K 0.42%
1,151
– –
TDF
25
Templeton Dragon Fund
TDF
$268M
$435K 0.38%
41,083
+18,996
+86% +$211K
1
2 3 4

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KCMRT
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LAM
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BFA
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FNBOSM
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OTA Financial Group's Q1 2023 Portfolio in Review

As of Q1 2023, OTA Financial Group held 96 positions worth $114M, up 13% from $100M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

OTA Financial Group deployed $9.24M of net new capital in Q1 2023, opening 26 new positions and adding to 5 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 260,169 shares worth $23.9M.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 8.1% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Liberty Broadband Class C, an estimated $3.87M trimmed.

  • OTA Financial Group's largest Q1 2023 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 260,169 shares worth $23.9M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q1 2023, an estimated $412K increase.
  • OTA Financial Group's biggest Q1 2023 reduction was Liberty Broadband Class C, cutting an estimated $3.87M.
  • OTA Financial Group fully exited Sprott Physical Gold in Q1 2023, selling an estimated $12.6M.
  • OTA Financial Group's ten largest holdings make up 83% of its $114M portfolio in Q1 2023.
  • OTA Financial Group opened 26 new positions and closed 50 in Q1 2023.
  • OTA Financial Group's portfolio value rose 13% quarter-over-quarter to $114M.

Based on OTA Financial Group's 13F filing for Q1 2023, filed 4 May 2023.