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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
+$65.9M
Cap. Flow
+$64.8M
Cap. Flow %
45.86%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
13
Reduced
13
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$10.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$7.31M
4
DTV
DIRECTV COM STK (DE)
DTV
+$4.29M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.74M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$3.86M
2
PHYS icon
Sprott Physical Gold
PHYS
+$3.78M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.65M
4
T icon
AT&T
T
+$2.31M
5
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$2.13M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$15M 10.65%
+73,200
New +$14.7M
OCR.PRB
2
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$12.9M 9.13%
143,848
-25,524
-15% -$2.13M
NEE.PRO
3
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$12.1M 8.58%
181,214
+165,057
+1,022% +$10.6M
RPT.PRD
4
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$7.66M 5.42%
+114,453
New +$7.31M
GM.WS.A
5
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$4.88M 3.45%
193,054
+168,699
+693% +$3.74M
DTV
6
DELISTED
DIRECTV COM STK (DE)
DTV
$4.33M 3.06%
+49,912
New +$4.29M
TWC
7
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3.21M 2.27%
21,129
-8,574
-29% -$1.24M
TQNT
8
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$2.81M 1.99%
102,075
+40,875
+67% +$909K
EPR.PRC icon
9
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$147M
$2.8M 1.98%
118,949
-30,569
-20% -$706K
APL
10
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$2.56M 1.81%
+93,990
New +$3.03M
AGN
11
DELISTED
Allergan Inc
AGN
$2.5M 1.77%
+11,764
New +$2.34M
PCI
12
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.45M 1.73%
118,615
+90,279
+319% +$1.97M
SWY
13
CALL
DELISTED
SAFEWAY INC
SWY
$2.29M 1.62%
+65,100
New +$2.25M
RDS.A
14
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.26M 1.6%
33,714
+5,288
+19% +$366K
AWF
15
AllianceBernstein Global High Income Fund
AWF
$868M
$2.02M 1.43%
+162,455
New +$2.15M
GWRU
16
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.76M 1.24%
15,150
+426
+3% +$50.7K
WEC icon
17
WEC Energy
WEC
$37.3B
$1.68M 1.19%
31,802
+7,437
+31% +$365K
TRIP icon
18
TripAdvisor
TRIP
$1.56B
$1.5M 1.06%
+20,093
New +$1.57M
LBRDK icon
19
Liberty Broadband Class C
LBRDK
$4.25B
$1.39M 0.98%
+27,810
New +$1.37M
SWY
20
DELISTED
SAFEWAY INC
SWY
$1.35M 0.96%
+38,557
New +$1.33M
SUSQ
21
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1.32M 0.94%
+98,701
New +$1.15M
CY
22
DELISTED
Cypress Semiconductor
CY
$1.32M 0.94%
+92,811
New +$1.03M
IEMG icon
23
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$1.27M 0.9%
+27,111
New +$1.32M
EPI icon
24
WisdomTree India Earnings Fund ETF
EPI
$2B
$1.2M 0.85%
+54,616
New +$1.23M
TEI
25
Templeton Emerging Markets Income Fund
TEI
$316M
$1.1M 0.78%
+96,900
New +$1.19M
1
2 3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, OTA Financial Group held 110 positions worth $141M, up 87% from $75.4M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group deployed $64.8M of net new capital in Q4 2014, opening 49 new positions and adding to 13 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $3.78M trimmed.

  • OTA Financial Group's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q4 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q4 2014 reduction was Sprott Physical Gold, cutting an estimated $3.78M.
  • OTA Financial Group fully exited General Motors in Q4 2014, selling an estimated $3.86M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q4 2014.
  • OTA Financial Group opened 49 new positions and closed 35 in Q4 2014.
  • OTA Financial Group's portfolio value rose 87% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.