OTA Financial Group’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

OTA Financial Group’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-31,622	Closed	-$531K	–	62
2020 Q1	$531K	Buy	31,622 +18,449	+140%	+$427K	0.66%	26
2019 Q4	$331K	Buy	+13,173	New	+$331K	0.22%	39
2019 Q3	–	Sell	-12,571	Closed	-$300K	–	66
2019 Q2	$300K	Buy	+12,571	New	+$299K	0.23%	43
2019 Q1	–	Sell	-66,596	Closed	-$1.4M	–	67
2018 Q4	$1.4M	Buy	+66,596	New	+$1.5M	0.66%	16
2018 Q1	–	Sell	-32,185	Closed	-$722K	–	89
2017 Q4	$722K	Buy	+32,185	New	+$727K	0.28%	37
2016 Q2	–	Sell	-27,817	Closed	-$485K	–	95
2016 Q1	$485K	Buy	27,817 +7,476	+37%	+$129K	0.84%	33
2015 Q4	$371K	Buy	+20,341	New	+$376K	0.89%	29
2015 Q2	$2.45M	Buy	118,615 +93,594	+374%	+$1.94M	1.73%	14
2015 Q1	$510K	Sell	25,021 -93,594	-79%	-$1.92M	0.27%	42
2014 Q4	$2.45M	Buy	118,615 +90,279	+319%	+$1.97M	1.73%	14
2014 Q3	$674K	Buy	+28,336	New	+$654K	0.89%	32
2014 Q1	–	Sell	-57,134	Closed	-$1.28K	–	122
2013 Q4	$1.28K	Buy	+57,134	New	+$1.27M	0.81%	19

Other funds holding PCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

OTA Financial Group's PCI Position: Q2 2020 in Review

OTA Financial Group sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q2 2020, closing a stake of 31,622 shares — an estimated $531K sold.

OTA Financial Group first reported a position in PCI in Q4 2013 and held it in 12 quarters. The position peaked at $2.45M in Q2 2015. 161 funds tracked by Wall St. Rank hold PCI as of Q2 2020.

OTA Financial Group reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q2 2020 after selling out during the quarter.
OTA Financial Group sold 31,622 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q2 2020, an estimated $531K.
OTA Financial Group first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2013 and held it in 12 quarters.
OTA Financial Group's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $2.45M in Q2 2015.
161 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q2 2020.

Based on OTA Financial Group's 13F filing for Q2 2020, filed 16 Jul 2020.