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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
1
Vanguard Total Bond Market
BND
$158B
$13.6M 16.42%
159,462
+96,385
+153% +$8.32M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$33.5B
$13.1M 15.78%
1,104,739
+474,146
+75% +$5.1M
PSLV icon
3
Sprott Physical Silver Trust
PSLV
$12B
$6.01M 7.25%
783,060
+728,730
+1,341% +$6.2M
PHYS icon
4
Sprott Physical Gold
PHYS
$14.6B
$4.67M 5.63%
338,273
+118,085
+54% +$1.67M
RIOT icon
5
Riot Platforms
RIOT
$8.75B
$3.97M 4.78%
154,400
-11,500
-7% -$370K
EXEEZ
6
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$3.52M 4.24%
+110,530
New +$2.98M
PAA icon
7
Plains All American Pipeline
PAA
$17.5B
$2.49M 3%
244,603
+58,537
+31% +$581K
PSTH
8
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.71M 2.06%
+86,634
New +$1.76M
IUSB icon
9
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.64M 1.98%
30,861
+17,755
+135% +$954K
HYG icon
10
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.63M 1.97%
+18,684
New +$1.64M
GWB
11
DELISTED
Great Western Bancorp, Inc.
GWB
$1.55M 1.87%
+47,311
New +$1.46M
SCHZ icon
12
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.49M 1.79%
+54,918
New +$1.51M
TWNKW
13
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.34M 1.62%
450,947
+143,353
+47% +$346K
EXEEW
14
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$1.32M 1.59%
+36,410
New +$1.13M
NML
15
Neuberger Energy Infrastructure and Income Fund Inc
NML
$605M
$1.1M 1.33%
223,196
-24,114
-10% -$116K
SV
16
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$1.02M 1.23%
+117,678
New +$1.15M
NTG
17
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.02M 1.23%
35,241
-3,175
-8% -$90.8K
GSKY
18
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$961K 1.16%
+86,018
New +$676K
NVTA
19
DELISTED
Invitae Corporation
NVTA
$926K 1.12%
32,600
– –
CWEN.A
20
DELISTED
Clearway Energy Class A
CWEN.A
$879K 1.06%
+31,204
New +$878K
NEE.PRO
21
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$870K 1.05%
+14,857
New +$894K
DISCK
22
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$732K 0.88%
30,165
+18,231
+153% +$487K
TYG
23
Tortoise Energy Infrastructure Corp
TYG
$1.15B
$730K 0.88%
26,960
-3,053
-10% -$82.3K
SCPL
24
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$631K 0.76%
+30,530
New +$539K
ASTSW
25
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$626K 0.75%
159,492
+104,850
+192% +$436K
1
2 3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.