OTA Financial Group’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

OTA Financial Group’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-37,820	Closed	-$636K	–	112
2022 Q2	$636K	Buy	+37,820	New	+$686K	0.3%	22
2022 Q1	–	Sell	-85,467	Closed	-$1.52M	–	100
2021 Q4	$1.52M	Buy	+85,467	New	+$1.52M	1.04%	19
2021 Q2	–	Sell	-91,836	Closed	-$1.59M	–	98
2021 Q1	$1.59M	Sell	91,836 -244,093	-73%	-$4.52M	1.27%	15
2020 Q4	$6.5M	Sell	335,929 -1,022,419	-75%	-$19M	4.3%	5
2020 Q3	$24.9M	Buy	+1,358,348	New	+$26.1M	23.11%	1
2020 Q1	–	Sell	-833,789	Closed	-$12.2M	–	49
2019 Q4	$12.2M	Buy	833,789 +575,462	+223%	+$8.24M	8.16%	3
2019 Q3	$3.66M	Buy	258,327 +33,185	+15%	+$471K	3.01%	6
2019 Q2	$2.98M	Buy	225,142 +112,403	+100%	+$1.4M	2.32%	10
2019 Q1	$1.4M	Buy	112,739 +51,141	+83%	+$652K	1.2%	18
2018 Q4	$772K	Sell	61,598 -654,807	-91%	-$7.77M	0.36%	26
2018 Q3	$8.98M	Hold	716,405	–	–	3.72%	4
2018 Q2	$8.98M	Sell	716,405 -75,789	-10%	-$1M	3.44%	4
2018 Q1	$10.5M	Buy	792,194 +537,727	+211%	+$7.19M	3.52%	5
2017 Q4	$3.41M	Buy	254,467 +194,717	+326%	+$2.56M	1.34%	17
2017 Q3	$757K	Buy	59,750 +13,978	+31%	+$177K	0.42%	28
2017 Q2	$588K	Hold	45,772	–	–	0.39%	28
2017 Q1	$588K	Buy	+45,772	New	+$568K	0.37%	31
2014 Q1	$225K	Buy	+16,420	New	+$233K	0.21%	58

Other funds holding CEF

CTC

Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HHGC

Hunting Hill Global Capital New York $129M AUM 17.34% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $834M AUM 33.97% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

OTA Financial Group's CEF Position: Q3 2022 in Review

OTA Financial Group sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2022, closing a stake of 37,820 shares — an estimated $636K sold.

OTA Financial Group first reported a position in CEF in Q1 2014 and held it in 18 quarters. The position peaked at $24.9M in Q3 2020. 273 funds tracked by Wall St. Rank hold CEF as of Q3 2022.

OTA Financial Group reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2022 after selling out during the quarter.
OTA Financial Group sold 37,820 Sprott Physical Gold and Silver Trust shares in Q3 2022, an estimated $636K.
OTA Financial Group first reported a position in Sprott Physical Gold and Silver Trust in Q1 2014 and held it in 18 quarters.
OTA Financial Group's Sprott Physical Gold and Silver Trust position peaked at $24.9M in Q3 2020.
273 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2022.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.