OTA Financial Group’s VanEck Intermediate Muni ETF ITM Stock Holding History

OTA Financial Group’s Portfolio ITM Stock Details ITM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-13,446	Closed	-$630K	–	65
2017 Q2	$630K	Hold	13,446	–	–	0.41%	27
2017 Q1	$630K	Buy	13,446 +2,782	+26%	+$130K	0.4%	30
2016 Q4	$494K	Buy	+10,664	New	+$505K	0.26%	35
2016 Q2	–	Sell	-11,022	Closed	-$533K	–	82
2016 Q1	$533K	Buy	+11,022	New	+$534K	0.93%	31
2014 Q1	–	Sell	-21,896	Closed	-$963	–	86
2013 Q4	$963	Buy	+21,896	New	+$974K	0.6%	23

Other funds holding ITM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CAM

Caprin Asset Management Henrico, Virginia $64.1M AUM 9.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

OAM

Oppenheimer Asset Management New York $8.76B AUM 23.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWS

AJ Wealth Strategies New York $2.07B AUM 10.86% 1-Year Est. Return

OTA Financial Group's ITM Position: Q3 2017 in Review

OTA Financial Group sold out of VanEck Intermediate Muni ETF (ITM) in Q3 2017, closing a stake of 13,446 shares — an estimated $630K sold.

OTA Financial Group first reported a position in ITM in Q4 2013 and held it in 5 quarters. The position peaked at $630K in Q2 2017. 128 funds tracked by Wall St. Rank hold ITM as of Q3 2017.

OTA Financial Group reported no remaining VanEck Intermediate Muni ETF position as of Q3 2017 after selling out during the quarter.
OTA Financial Group sold 13,446 VanEck Intermediate Muni ETF shares in Q3 2017, an estimated $630K.
OTA Financial Group first reported a position in VanEck Intermediate Muni ETF in Q4 2013 and held it in 5 quarters.
OTA Financial Group's VanEck Intermediate Muni ETF position peaked at $630K in Q2 2017.
128 funds tracked by Wall St. Rank held VanEck Intermediate Muni ETF as of Q3 2017.

Based on OTA Financial Group's 13F filing for Q3 2017, filed 20 Oct 2017.