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VanEck Intermediate Muni ETF

57 hedge funds and large institutions have $260M invested in VanEck Intermediate Muni ETF in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

6% more funds holding

Funds holding: 5457 (+3)

0.44% more ownership

Funds ownership: 22.36%22.8% (+0.44%)

2% less capital invested

Capital invested by funds: $266M → $260M (-$5.2M)

38% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 24

Holders
57
Holders Change
+3
Holders Change %
+5.56%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
24
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$155M +$5.56M +124,923 +4%
Morgan Stanley
2
Morgan Stanley
New York
$18.1M -$2.37M -53,355 -11%
Wells Fargo
3
Wells Fargo
California
$13M -$939K -21,099 -7%
Natixis Advisors
4
Natixis Advisors
Massachusetts
$11.5M -$1.42M -31,872 -11%
U
5
UBS
Switzerland
$8.92M -$2.24M -50,408 -20%
LPL Financial
6
LPL Financial
California
$6.32M -$2.39M -53,608 -27%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$6.12M +$6.19M +139,084 New
RJA
8
Raymond James & Associates
Florida
$5.57M +$697K +15,666 +14%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$2.68M +$223K +5,016 +9%
BTS
10
BB&T Securities
Virginia
$2.66M +$269K +6,042 New
Comerica Bank
11
Comerica Bank
Texas
$2.61M -$2.12M -47,671 -45%
Jane Street
12
Jane Street
New York
$2.59M -$782K -17,583 -23%
MAA
13
Managed Account Advisors
New Jersey
$2.28M +$2.31M +51,883 New
Lazard Asset Management
14
Lazard Asset Management
New York
$2.2M
BCM
15
Bluefin Capital Management
New York
$1.82M +$1.36M +30,566 +285%
CS
16
Credit Suisse
Switzerland
$1.5M -$1.02M -22,955 -40%
UCFA
17
United Capital Financial Advisors
Texas
$1.42M -$102K -2,282 -7%
EWM
18
Empirical Wealth Management
Washington
$1.34M +$578 +13 +0%
AI
19
Atria Investments
North Carolina
$1.24M +$33.8K +760 +3%
Ameriprise
20
Ameriprise
Minnesota
$1.17M -$59.8K -1,343 -5%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.14M -$222K -4,987 -16%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.09M +$122K +2,745 +12%
AWM
23
Altavista Wealth Management
North Carolina
$1.06M +$156K +3,502 +17%
DD
24
Dominick & Dominick
New York
$935K
B
25
Baird
Wisconsin
$869K +$209K +4,701 +31%

ITM Hedge Fund Activity: Q4 2013 in Review

57 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in VanEck Intermediate Muni ETF (ITM) for Q4 2013, worth a combined $260M — down 2% from $266M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ITM positions and 5 closed out — a net gain of 4 holders — while 15 added to existing stakes and 24 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $6.19M. The largest seller was Karpus Investment Management, cutting an estimated $3.08M.

  • 57 institutional investors held VanEck Intermediate Muni ETF (ITM) as of Q4 2013, up from 54 in Q3 2013.
  • Funds reported $260M of VanEck Intermediate Muni ETF stock for Q4 2013, down 2% quarter-over-quarter.
  • 9 funds opened new VanEck Intermediate Muni ETF positions in Q4 2013 and 5 closed out, a net change of +4 holders.
  • The largest VanEck Intermediate Muni ETF buyer in Q4 2013 was Susquehanna International Group, an estimated $6.19M added.
  • The largest VanEck Intermediate Muni ETF seller in Q4 2013 was Karpus Investment Management, an estimated $3.08M sold.

Based on aggregated 13F filings for Q4 2013.