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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$623M
AUM Growth
+$6M
Cap. Flow
-$12.1M
Cap. Flow %
-1.95%
Top 10 Hldgs %
38.67%
Holding
116
New
22
Increased
28
Reduced
13
Closed
28

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.7M
2
AAN.A
The Aaron's Company Inc Class A
AAN.A
+$7.89M
3
BRSL
Brightstar Lottery PLC
BRSL
+$6.19M
4
GILD icon
Gilead Sciences
GILD
+$5.1M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$4.47M

Top Sells

Rank Stock Value
1
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$6.83M
2
ADEP
Adept Technology Inc
ADEP
+$6.56M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$6.32M
4
MPAA icon
Motorcar Parts of America
MPAA
+$5.55M
5
INWK
InnerWorkings, Inc.
INWK
+$5.34M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.84%
2 Industrials 6.42%
3 Financials 4.43%
4 Healthcare 3.64%
5 Materials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANV
76
CALL
DELISTED
Allied Nevada Gold Corp
ANV
$1.29M 0.21%
+300,000
New +$1.5M
EMMS
77
DELISTED
Emmis Communications Corp
EMMS
$1.01M 0.16%
83,624
– –
SVVC
78
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$838K 0.13%
39,246
+1,502
+4% +$35.2K
FULL
79
DELISTED
Full Circle Capital Corporation
FULL
$829K 0.13%
+106,612
New +$843K
GHC icon
80
Graham Holdings Company
GHC
$5.02B
$362K 0.06%
851
– –
PRGX
81
DELISTED
PRGX Global, Inc.
PRGX
$302K 0.05%
+43,547
New +$295K
GGS
82
DELISTED
GLOBAL GEOPHYSICAL SERVICES, INC COM STK
GGS
$235K 0.04%
+1,961,000
New +$2.65M
MTL.PR
83
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$235K 0.04%
712,281
– –
MSN icon
84
Emerson Radio
MSN
$7.74M
$29K ﹤0.01%
14,097
– –
ANV
85
DELISTED
Allied Nevada Gold Corp
ANV
$22K ﹤0.01%
+5,000
New +$25.1K
ANGI icon
86
CALL
Angi Inc
ANGI
$196M
– –
-20,000
Closed -$3.03M
AWRE icon
87
Aware
AWRE
$27.7M
– –
-156,725
Closed -$958K
GME icon
88
PUT
GameStop
GME
$8.6B
– –
-80,000
Closed -$985K
IWM icon
89
CALL
iShares Russell 2000 ETF
IWM
$81.9B
– –
-378,000
Closed -$43.6M
IYR icon
90
PUT
iShares US Real Estate ETF
IYR
$4.57B
– –
-200,000
Closed -$12.6M
MPAA icon
91
Motorcar Parts of America
MPAA
$258M
– –
-287,579
Closed -$5.55M
SRL icon
92
Scully Royalty
SRL
$87.1M
– –
-39,021
Closed -$1.56M
UFPT icon
93
UFP Technologies
UFPT
$2.43B
– –
-48,973
Closed -$1.24M
TUES
94
PUT
DELISTED
Tuesday Morning Corp
TUES
– –
-200,000
Closed -$3.19M
BKS
95
DELISTED
Barnes & Noble
BKS
– –
-102,964
Closed -$1.01M
BONT
96
PUT
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-41,700
Closed -$677K
HW
97
DELISTED
Headwaters Inc
HW
– –
-114,999
Closed -$1.13M
OUTR
98
CALL
DELISTED
OUTERWALL INC
OUTR
– –
-100,000
Closed -$6.73M
ESI
99
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-324,200
Closed -$10.9M
JGW
100
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-96,510
Closed -$1.68M
1 2 3
4
5

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Nantahala Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nantahala Capital Management held 116 positions worth $623M, up 0.97% from $617M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Nantahala Capital Management's Q1 2014 filing shows 22 new, 28 increased, 13 reduced and 28 closed positions. Its largest new stake was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M. The largest sale was AUDIENCE INC COM STK (DE), an estimated $6.83M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Nantahala Capital Management's largest Q1 2014 buy was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M.
  • Nantahala Capital Management added most to iShares Russell 2000 ETF in Q1 2014, an estimated $8.7M increase.
  • Nantahala Capital Management's biggest Q1 2014 reduction was AUDIENCE INC COM STK (DE), cutting an estimated $6.83M.
  • Nantahala Capital Management fully exited Adept Technology Inc in Q1 2014, selling an estimated $6.56M.
  • Nantahala Capital Management's ten largest holdings make up 39% of its $623M portfolio in Q1 2014.
  • Nantahala Capital Management opened 22 new positions and closed 28 in Q1 2014.
  • Nantahala Capital Management's portfolio value rose 0.97% quarter-over-quarter to $623M.

Based on Nantahala Capital Management's 13F filing for Q1 2014, filed 15 May 2014.