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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.34%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$447M
AUM Growth
+$15M
Cap. Flow
-$30.4M
Cap. Flow %
-6.8%
Top 10 Hldgs %
37.31%
Holding
99
New
17
Increased
19
Reduced
29
Closed
21

Top Buys

Rank Stock Value
1
CROX icon
Crocs
CROX
+$8.71M
2
NWSA icon
News Corp Class A
NWSA
+$8.61M
3
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$5.81M
4
BKS
Barnes & Noble
BKS
+$4.94M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$4.54M

Top Sells

Rank Stock Value
1
CTRN icon
Citi Trends
CTRN
+$7.82M
2
BCOV
Brightcove, Inc.
BCOV
+$5.58M
3
MESG
XURA INC COM (DE)
MESG
+$3.79M
4
LTM
LIFE TIME FITNESS INC
LTM
+$3.62M
5
DF
Dean Foods Company
DF
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.07%
2 Financials 7.37%
3 Industrials 5.15%
4 Materials 4.44%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$80.4B
$28.8M 6.44%
270,000
+106,300
+65% +$11M
SHLD
2
CALL
DELISTED
Sears Holding Corporation
SHLD
$23.3M 5.21%
518,045
+69,558
+16% +$2.47M
EA icon
3
PUT
Electronic Arts
EA
$52.4B
$21.4M 4.8%
839,400
+329,400
+65% +$8.55M
ESI
4
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$16.3M 3.66%
527,400
-20,000
-4% -$564K
LNKD
5
PUT
DELISTED
LinkedIn Corporation
LNKD
$16M 3.58%
65,000
– –
SXC icon
6
SunCoke Energy
SXC
$782M
$13.1M 2.93%
769,286
-37,500
-5% -$596K
ZVO
7
DELISTED
Zovio Inc. Common Stock
ZVO
$12.5M 2.8%
694,428
-82,491
-11% -$1.34M
MPAA icon
8
Motorcar Parts of America
MPAA
$269M
$12M 2.69%
947,579
-245,405
-21% -$2.36M
XRTX
9
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$12M 2.69%
1,078,750
+327,932
+44% +$3.51M
LEN.B icon
10
Lennar Class B
LEN.B
$20.7B
$11.2M 2.51%
420,632
-35,410
-8% -$902K
IRM icon
11
CALL
Iron Mountain
IRM
$37.3B
$10.8M 2.42%
432,800
– –
IFT
12
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$10.1M 2.25%
1,587,611
-306,145
-16% -$2.1M
IYR icon
13
PUT
iShares US Real Estate ETF
IYR
$4.78B
$9.57M 2.14%
+150,000
New +$9.8M
DM
14
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$9.15M 2.05%
4,049,878
+102,619
+3% +$230K
CTRN icon
15
Citi Trends
CTRN
$563M
$8.71M 1.95%
498,293
-495,593
-50% -$7.82M
NWSA icon
16
News Corp Class A
NWSA
$15.3B
$8.66M 1.94%
+539,000
New +$8.61M
KSPN
17
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$8.55M 1.91%
92,284
-1,112
-1% -$108K
CMPR icon
18
CALL
Cimpress
CMPR
$2.42B
$8.49M 1.9%
150,000
– –
SPY icon
19
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$8.4M 1.88%
50,000
-208,700
-81% -$35M
IBB icon
20
PUT
iShares Biotechnology ETF
IBB
$9.49B
$8.38M 1.88%
+120,000
New +$7.86M
CROX icon
21
Crocs
CROX
$6.72B
$8.16M 1.83%
+600,000
New +$8.71M
ADEP
22
DELISTED
Adept Technology Inc
ADEP
$7.76M 1.74%
1,077,398
+481,492
+81% +$2.08M
ADNC
23
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$7.23M 1.62%
643,628
+504,226
+362% +$5.81M
SRL icon
24
Scully Royalty
SRL
$80.1M
$6.74M 1.51%
160,363
-20,000
-11% -$837K
RHP icon
25
Ryman Hospitality Properties
RHP
$8.53B
$6.41M 1.44%
185,800
+60,000
+48% +$2.14M
1
2 3 4

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CA
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NB
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Nantahala Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nantahala Capital Management held 99 positions worth $447M, up 3.5% from $432M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nantahala Capital Management withdrew a net $30.4M in Q3 2013, closing 21 positions and reducing 29 holdings. Its most notable exit was Brightcove, Inc., an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 18% a quarter earlier, followed by Financials and Industrials.

Against the trend, Nantahala Capital Management opened a new position in Crocs worth $8.16M.

  • Nantahala Capital Management's largest Q3 2013 buy was Crocs: 600,000 shares worth $8.16M.
  • Nantahala Capital Management added most to AUDIENCE INC COM STK (DE) in Q3 2013, an estimated $5.81M increase.
  • Nantahala Capital Management's biggest Q3 2013 reduction was Citi Trends, cutting an estimated $7.82M.
  • Nantahala Capital Management fully exited Brightcove, Inc. in Q3 2013, selling an estimated $5.58M.
  • Nantahala Capital Management's ten largest holdings make up 37% of its $447M portfolio in Q3 2013.
  • Nantahala Capital Management opened 17 new positions and closed 21 in Q3 2013.
  • Nantahala Capital Management's portfolio value rose 3.5% quarter-over-quarter to $447M.

Based on Nantahala Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.