We are live on ! Find out more
NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
-2.77%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$815M
AUM Growth
+$135M
Cap. Flow
+$123M
Cap. Flow %
15.1%
Top 10 Hldgs %
42.84%
Holding
114
New
19
Increased
35
Reduced
13
Closed
14

Top Buys

Rank Stock Value
1
ESI
ITT EDUCATIONAL SERVICES INC
ESI
+$6.85M
2
PERY
Perry Ellis International Inc
PERY
+$6.71M
3
LTRPA
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
+$6.49M
4
SODA
SodaStream International Ltd
SODA
+$4.94M
5
LTM
LIFE TIME FITNESS INC
LTM
+$4.36M

Top Sells

Rank Stock Value
1
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$7.04M
2
HURC icon
Hurco Companies Inc
HURC
+$6.34M
3
TAST
Carrols Restaurant Group, Inc.
TAST
+$3.43M
4
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$3M
5
EBAY icon
eBay
EBAY
+$2.58M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 14.26%
2 Financials 6.15%
3 Healthcare 3.21%
4 Industrials 2.52%
5 Technology 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$81.8M 10.04%
415,000
+156,000
+60% +$30.8M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$80.3B
$60.7M 7.45%
555,000
+315,000
+131% +$36M
IBB icon
3
PUT
iShares Biotechnology ETF
IBB
$9.44B
$40M 4.91%
438,900
-29,400
-6% -$2.58M
IWM icon
4
CALL
iShares Russell 2000 ETF
IWM
$80.3B
$32.8M 4.03%
300,000
+150,000
+100% +$17.2M
GLD icon
5
PUT
SPDR Gold Trust
GLD
$132B
$28.5M 3.5%
245,500
+104,200
+74% +$12.8M
EA icon
6
PUT
Electronic Arts
EA
$52.4B
$23M 2.82%
645,400
– –
LNW
7
CALL
DELISTED
Light & Wonder
LNW
$21.7M 2.66%
2,014,800
+1,559,100
+342% +$15.9M
LTM
8
DELISTED
LIFE TIME FITNESS INC
LTM
$18.8M 2.31%
373,377
+95,200
+34% +$4.36M
DRII
9
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$15.8M 1.94%
695,530
+65,000
+10% +$1.55M
SHLD
10
CALL
DELISTED
Sears Holding Corporation
SHLD
$15.2M 1.86%
433,553
– –
LEN.B icon
11
Lennar Class B
LEN.B
$20.1B
$13.1M 1.61%
438,995
+24,210
+6% +$729K
SCLN
12
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$12.9M 1.58%
1,870,367
+30,739
+2% +$184K
NWSA icon
13
News Corp Class A
NWSA
$14.8B
$12M 1.48%
735,000
+55,000
+8% +$967K
DDD icon
14
PUT
3D Systems Corp
DDD
$430M
$10.1M 1.24%
217,300
– –
AL
15
CALL
DELISTED
Air Lease Corp
AL
$9.75M 1.2%
+300,000
New +$10.9M
IFT
16
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$9.71M 1.19%
1,505,360
-20,000
-1% -$134K
HD icon
17
PUT
Home Depot
HD
$335B
$9.17M 1.13%
+100,000
New +$8.58M
SXC icon
18
SunCoke Energy
SXC
$765M
$9.13M 1.12%
406,442
– –
LNW
19
DELISTED
Light & Wonder
LNW
$9.01M 1.11%
836,084
+69,150
+9% +$707K
DF
20
CALL
DELISTED
Dean Foods Company
DF
$8.58M 1.05%
647,600
+233,300
+56% +$3.71M
EBAY icon
21
CALL
eBay
EBAY
$50.3B
$8.49M 1.04%
356,400
– –
CROX icon
22
Crocs
CROX
$6.69B
$8.49M 1.04%
675,110
-120,100
-15% -$1.8M
CMPR icon
23
CALL
Cimpress
CMPR
$2.41B
$8.42M 1.03%
153,600
– –
KSPN
24
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$8.23M 1.01%
112,413
+60
+0.1% +$4.36K
DLB icon
25
CALL
Dolby
DLB
$4.85B
$8.11M 1%
+194,000
New +$8.6M
1
2 3 4 5

Similar funds

TAM
Timucuan Asset Management Jacksonville, Florida $2.72B AUM 4.95% 1-Year Est. Return
FNF
Fidelity National Financial Jacksonville, Florida $2.72B AUM 29.3% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
XL
XN LP New York $2.72B AUM 46.67% 1-Year Est. Return
NB
Nicolet Bankshares Green Bay, Wisconsin $2.71B AUM 17.55% 1-Year Est. Return
MASUI
MIRAE ASSET SECURITIES (USA) INC. New York $2.72B AUM 36.56% 1-Year Est. Return
PA
Profund Advisors Bethesda, Maryland $2.72B AUM 47.27% 1-Year Est. Return
BCM
Bowie Capital Management Richardson, Texas $2.71B AUM 5.42% 1-Year Est. Return

Nantahala Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nantahala Capital Management held 114 positions worth $815M, up 20% from $680M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Nantahala Capital Management deployed $123M of net new capital in Q3 2014, opening 19 new positions and adding to 35 existing holdings. Its largest new stake was ITT EDUCATIONAL SERVICES INC: 660,000 shares worth $2.83M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Liberty Interactive Corporation Series A Liberty Ventures, an estimated $7.04M trimmed.

  • Nantahala Capital Management's largest Q3 2014 buy was ITT EDUCATIONAL SERVICES INC: 660,000 shares worth $2.83M.
  • Nantahala Capital Management added most to SodaStream International Ltd in Q3 2014, an estimated $4.94M increase.
  • Nantahala Capital Management's biggest Q3 2014 reduction was Liberty Interactive Corporation Series A Liberty Ventures, cutting an estimated $7.04M.
  • Nantahala Capital Management fully exited Hurco Companies Inc in Q3 2014, selling an estimated $6.34M.
  • Nantahala Capital Management's ten largest holdings make up 43% of its $815M portfolio in Q3 2014.
  • Nantahala Capital Management opened 19 new positions and closed 14 in Q3 2014.
  • Nantahala Capital Management's portfolio value rose 20% quarter-over-quarter to $815M.

Based on Nantahala Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.