NCM

Nantahala Capital Management Portfolio holdings

AUM $1.41B
1-Year Est. Return 32.9%
This Quarter Est. Return
1 Year Est. Return
+32.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$789M
AUM Growth
+$135M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
73
New
Increased
Reduced
Closed

Top Buys

1
+$25M
2
+$18.3M
3
+$18.1M
4
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
+$15.6M
5
QURE icon
uniQure
QURE
+$14.9M

Top Sells

1
+$27.2M
2
+$23.5M
3
+$22.9M
4
SODA
SodaStream International Ltd
SODA
+$7.03M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$3.84M

Sector Composition

1 Healthcare 26.82%
2 Financials 17.7%
3 Technology 14.53%
4 Industrials 13.09%
5 Consumer Discretionary 12.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$81.8M 3.64%
1,171,691
+150,000
2
$55.8M 2.48%
6,679,954
+179,275
3
$42M 1.86%
519,699
+72,838
4
$41.5M 1.84%
1,343,856
5
$40.9M 1.82%
2,587,341
+229,690
6
$36.8M 1.64%
1,880,890
+761,007
7
$35.6M 1.58%
1,091,329
8
$28.8M 1.28%
1,933,867
+565,920
9
$28.1M 1.25%
400,000
-100,000
10
$26.8M 1.19%
689,531
-81,442
11
$25M 1.11%
+1,647,200
12
$24.5M 1.09%
395,170
-379,227
13
$23.7M 1.06%
1,403,321
+162,644
14
$22.3M 0.99%
2,260,013
-239,987
15
$20.2M 0.9%
12,222,130
+1,982,379
16
$19.9M 0.89%
348,039
+46,916
17
$18.3M 0.81%
+617,750
18
$18.1M 0.81%
+1,298,996
19
$15.6M 0.69%
+7,000,000
20
$13.1M 0.58%
2,284,020
+285,000
21
$12.8M 0.57%
1,117,232
+423,728
22
$12M 0.53%
1,484,835
+180,906
23
$11.5M 0.51%
1,533,044
+936,144
24
$11.5M 0.51%
3,639,853
25
$10.1M 0.45%
628,697
+16,819
1
2 3