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NCM

Nantahala Capital Management Portfolio holdings

AUM $3.01B
1-Year Est. Return 119.46%
This Fund
S&P 500
This Quarter Est. Return
+13.7%
1 Year Est. Return
+119.46%
3 Year Est. Return
+340.9%
5 Year Est. Return
+347.01%
10 Year Est. Return
+3,143.27%
AUM
$963M
AUM Growth
+$134M
Cap. Flow
-$50.7M
Cap. Flow %
-5.27%
Top 10 Hldgs %
58.75%
Holding
67
New
8
Increased
23
Reduced
17
Closed
8

Top Buys

Rank Stock Value
1
ONDK
On Deck Capital, Inc.
ONDK
+$4.81M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$3.99M
3
DLB icon
Dolby
DLB
+$3.86M
4
LXFR icon
Luxfer Holdings
LXFR
+$3.8M
5
VAC icon
Marriott Vacations Worldwide
VAC
+$3.01M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$12.7M
2
LNW
Light & Wonder
LNW
+$12.1M
3
SODA
SodaStream International Ltd
SODA
+$8.96M
4
CTRN icon
Citi Trends
CTRN
+$7.56M
5
CRMT icon
America's Car Mart
CRMT
+$7.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.14%
2 Financials 14.21%
3 Consumer Discretionary 12.98%
4 Healthcare 11.46%
5 Industrials 6.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$78.8B
$214M 22.26%
1,590,000
+245,000
+18% +$31.3M
LNW
2
CALL
DELISTED
Light & Wonder
LNW
$64.4M 6.68%
4,598,200
– –
DLB icon
3
Dolby
DLB
$5.95B
$41.9M 4.35%
927,907
+80,000
+9% +$3.86M
SODA
4
DELISTED
SodaStream International Ltd
SODA
$41.1M 4.26%
1,040,817
-278,398
-21% -$8.96M
FCFS icon
5
FirstCash
FCFS
$9.89B
$40.6M 4.22%
864,472
+41,560
+5% +$1.95M
CASH icon
6
Pathward Financial
CASH
$1.64B
$39.8M 4.13%
1,160,958
-114,855
-9% -$3.21M
KRE icon
7
PUT
State Street SPDR S&P Regional Banking ETF
KRE
$4.26B
$36.1M 3.75%
+650,000
New +$31.8M
YHOO
8
DELISTED
Yahoo Inc
YHOO
$34.1M 3.54%
882,776
-310,000
-26% -$12.7M
TBBK icon
9
The Bancorp
TBBK
$2.05B
$27.6M 2.87%
3,513,697
-715,516
-17% -$5.11M
CDXS icon
10
Codexis
CDXS
$158M
$25.8M 2.68%
5,602,041
+40,959
+0.7% +$192K
SCLN
11
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$23.4M 2.43%
2,169,043
+399,485
+23% +$3.99M
AKBA icon
12
Akebia Therapeutics
AKBA
$267M
$23.2M 2.41%
2,232,408
+317,400
+17% +$2.73M
QADA
13
DELISTED
QAD Inc.
QADA
$23.1M 2.4%
758,954
-15,979
-2% -$420K
RH icon
14
CALL
RH
RH
$2.59B
$21.5M 2.23%
700,000
+400,000
+133% +$12.9M
DLB icon
15
CALL
Dolby
DLB
$5.95B
$18.1M 1.88%
+400,000
New +$19.3M
ZVO
16
DELISTED
Zovio Inc. Common Stock
ZVO
$18M 1.87%
1,774,198
+120,372
+7% +$1.05M
LXFR icon
17
Luxfer Holdings
LXFR
$463M
$16.7M 1.74%
1,537,293
+359,215
+30% +$3.8M
LNW
18
DELISTED
Light & Wonder
LNW
$16.6M 1.72%
1,186,689
-881,187
-43% -$12.1M
STLA icon
19
CALL
Stellantis
STLA
$15.8B
$16.4M 1.7%
1,802,983
– –
CTRN icon
20
Citi Trends
CTRN
$510M
$15.2M 1.58%
808,349
-386,639
-32% -$7.56M
GDEN
21
DELISTED
Golden Entertainment
GDEN
$12.3M 1.27%
1,013,860
+71,074
+8% +$856K
ORM
22
DELISTED
Owens Realty Mortgage, Inc.
ORM
$12.1M 1.26%
654,968
-123,899
-16% -$2.23M
CCN
23
DELISTED
CardConnect Corp.
CCN
$11.9M 1.24%
938,808
– –
ARQL
24
DELISTED
Arqule Inc
ARQL
$11.8M 1.22%
9,333,541
+70,500
+0.8% +$98.5K
ARIA
25
PUT
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$11.2M 1.16%
+900,000
New +$10.8M
1
2 3

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Nantahala Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Nantahala Capital Management held 67 positions worth $963M, up 16% from $829M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management withdrew a net $50.7M in Q4 2016, closing 8 positions and reducing 17 holdings. Its most notable exit was America's Car Mart, an estimated $7.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, up from 35% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Nantahala Capital Management opened a new position in Marriott Vacations Worldwide worth $3.39M.

  • Nantahala Capital Management's largest Q4 2016 buy was Marriott Vacations Worldwide: 40,000 shares worth $3.39M.
  • Nantahala Capital Management added most to On Deck Capital, Inc. in Q4 2016, an estimated $4.81M increase.
  • Nantahala Capital Management's biggest Q4 2016 reduction was Yahoo Inc, cutting an estimated $12.7M.
  • Nantahala Capital Management fully exited America's Car Mart in Q4 2016, selling an estimated $7.36M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $963M portfolio in Q4 2016.
  • Nantahala Capital Management opened 8 new positions and closed 8 in Q4 2016.
  • Nantahala Capital Management's portfolio value rose 16% quarter-over-quarter to $963M.

Based on Nantahala Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.