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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$972M
AUM Growth
+$206M
Cap. Flow
+$170M
Cap. Flow %
17.52%
Top 10 Hldgs %
57.53%
Holding
77
New
11
Increased
24
Reduced
29
Closed
9

Top Buys

Rank Stock Value
1
M icon
Macy's
M
+$13.2M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$12.9M
3
AKBA icon
Akebia Therapeutics
AKBA
+$9.13M
4
RACE icon
Ferrari
RACE
+$8.68M
5
SFR
Starwood Waypoint Homes
SFR
+$5.15M

Top Sells

Rank Stock Value
1
FCFS icon
FirstCash
FCFS
+$9.41M
2
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$4.93M
3
STLA icon
Stellantis
STLA
+$4.39M
4
NRC icon
NRC Health Common Stock
NRC
+$2.29M
5
DLB icon
Dolby
DLB
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 19.19%
2 Healthcare 9.05%
3 Financials 7.51%
4 Industrials 6.16%
5 Energy 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$80.4B
$237M 24.36%
2,140,000
+1,090,000
+104% +$113M
IWM icon
2
CALL
iShares Russell 2000 ETF
IWM
$80.4B
$45.4M 4.68%
+410,800
New +$42.5M
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$44.9M 4.62%
1,848,127
+126,219
+7% +$2.7M
LNW
4
CALL
DELISTED
Light & Wonder
LNW
$43.4M 4.46%
4,598,200
-350,000
-7% -$2.61M
YHOO
5
DELISTED
Yahoo Inc
YHOO
$39.6M 4.07%
1,075,850
-27,650
-3% -$866K
DLB icon
6
Dolby
DLB
$5.01B
$36.5M 3.75%
839,807
-59,736
-7% -$2.22M
DRII
7
CALL
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$34M 3.5%
+1,400,000
New +$29.9M
LNW
8
DELISTED
Light & Wonder
LNW
$33.8M 3.48%
3,585,901
+228,021
+7% +$1.7M
FCFS icon
9
FirstCash
FCFS
$9.11B
$22.6M 2.32%
489,713
-233,307
-32% -$9.41M
SCLN
10
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$22.3M 2.29%
2,025,150
+1,453,263
+254% +$12.9M
ZVO
11
DELISTED
Zovio Inc. Common Stock
ZVO
$22.2M 2.28%
2,201,945
+37,102
+2% +$282K
CASH icon
12
Pathward Financial
CASH
$1.87B
$21.5M 2.21%
1,413,594
+95,670
+7% +$1.32M
SODA
13
DELISTED
SodaStream International Ltd
SODA
$19.9M 2.04%
1,410,806
+105,829
+8% +$1.47M
CTRN icon
14
Citi Trends
CTRN
$556M
$17.9M 1.84%
1,002,603
+240,194
+32% +$4.49M
CDXS icon
15
Codexis
CDXS
$135M
$15.6M 1.6%
5,014,509
+203,287
+4% +$784K
ORM
16
DELISTED
Owens Realty Mortgage, Inc.
ORM
$15.1M 1.55%
943,890
-116,834
-11% -$1.69M
CROX icon
17
Crocs
CROX
$6.77B
$15M 1.54%
1,555,996
+450,639
+41% +$4.19M
FLNA
18
Filana Therapeutics
FLNA
$43.8M
$14.3M 1.48%
919,214
+88,992
+11% +$1.15M
M icon
19
Macy's
M
$6.68B
$14.1M 1.45%
+319,112
New +$13.2M
ARQL
20
DELISTED
Arqule Inc
ARQL
$13.7M 1.41%
8,543,652
+2,635,530
+45% +$4.62M
AKBA icon
21
Akebia Therapeutics
AKBA
$335M
$12.1M 1.25%
1,347,326
+1,125,652
+508% +$9.13M
CRWN
22
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$11.6M 1.19%
2,275,217
-11,262
-0.5% -$53K
QADA
23
DELISTED
QAD Inc.
QADA
$10.3M 1.06%
484,560
+12,200
+3% +$236K
GDEN
24
DELISTED
Golden Entertainment
GDEN
$10.1M 1.04%
930,205
-26,353
-3% -$268K
RM icon
25
Regional Management Corp
RM
$391M
$9.87M 1.02%
577,024
-50,469
-8% -$737K
1
2 3

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CA
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Nantahala Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Nantahala Capital Management held 77 positions worth $972M, up 27% from $767M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Nantahala Capital Management deployed $170M of net new capital in Q1 2016, opening 11 new positions and adding to 24 existing holdings. Its largest new stake was Macy's: 319,112 shares worth $14.1M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was FirstCash, an estimated $9.41M trimmed.

  • Nantahala Capital Management's largest Q1 2016 buy was Macy's: 319,112 shares worth $14.1M.
  • Nantahala Capital Management added most to Sciclone Pharmaceuticals Inc in Q1 2016, an estimated $12.9M increase.
  • Nantahala Capital Management's biggest Q1 2016 reduction was FirstCash, cutting an estimated $9.41M.
  • Nantahala Capital Management fully exited NRC Health Common Stock in Q1 2016, selling an estimated $2.29M.
  • Nantahala Capital Management's ten largest holdings make up 58% of its $972M portfolio in Q1 2016.
  • Nantahala Capital Management opened 11 new positions and closed 9 in Q1 2016.
  • Nantahala Capital Management's portfolio value rose 27% quarter-over-quarter to $972M.

Based on Nantahala Capital Management's 13F filing for Q1 2016, filed 16 May 2016.