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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+1.26%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$623M
AUM Growth
+$6M
Cap. Flow
-$12.1M
Cap. Flow %
-1.95%
Top 10 Hldgs %
38.67%
Holding
116
New
22
Increased
28
Reduced
13
Closed
28

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.7M
2
AAN.A
The Aaron's Company Inc Class A
AAN.A
+$7.89M
3
BRSL
Brightstar Lottery PLC
BRSL
+$6.19M
4
GILD icon
Gilead Sciences
GILD
+$5.1M
5
ZVO
Zovio Inc. Common Stock
ZVO
+$4.47M

Top Sells

Rank Stock Value
1
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$6.83M
2
ADEP
Adept Technology Inc
ADEP
+$6.56M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$6.32M
4
MPAA icon
Motorcar Parts of America
MPAA
+$5.55M
5
INWK
InnerWorkings, Inc.
INWK
+$5.34M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.84%
2 Industrials 6.42%
3 Financials 4.43%
4 Healthcare 3.64%
5 Materials 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$776B
$74.8M 12.01%
400,000
+210,000
+111% +$38.5M
IBB icon
2
PUT
iShares Biotechnology ETF
IBB
$9.45B
$40.4M 6.49%
513,000
+153,000
+43% +$12.7M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$79.3B
$29.1M 4.67%
250,000
-200,000
-44% -$23.1M
SHLD
4
CALL
DELISTED
Sears Holding Corporation
SHLD
$18.7M 3%
518,045
– –
LTM
5
DELISTED
LIFE TIME FITNESS INC
LTM
$14.5M 2.32%
300,939
+81,844
+37% +$3.74M
EA icon
6
PUT
Electronic Arts
EA
$52.4B
$12.7M 2.05%
439,400
-600,000
-58% -$16.1M
LEN.B icon
7
Lennar Class B
LEN.B
$20.2B
$12.6M 2.03%
414,785
-5,847
-1% -$181K
DDD icon
8
PUT
3D Systems Corp
DDD
$402M
$12.4M 2%
+210,000
New +$15.7M
CROX icon
9
Crocs
CROX
$6.72B
$12M 1.93%
771,210
+196,210
+34% +$3M
LVNTA
10
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$11.7M 1.88%
366,300
– –
IWM icon
11
iShares Russell 2000 ETF
IWM
$79.3B
$11.6M 1.87%
100,000
+75,380
+306% +$8.7M
GLD icon
12
PUT
SPDR Gold Trust
GLD
$130B
$11.1M 1.79%
90,000
– –
NWSA icon
13
News Corp Class A
NWSA
$15.6B
$9.63M 1.55%
559,000
+50,000
+10% +$865K
IFT
14
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$9.45M 1.52%
1,643,776
– –
SODA
15
CALL
DELISTED
SodaStream International Ltd
SODA
$9.26M 1.49%
+210,000
New +$8.58M
GILD icon
16
PUT
Gilead Sciences
GILD
$166B
$9.21M 1.48%
+130,000
New +$10.2M
WDAY icon
17
PUT
Workday
WDAY
$41.7B
$9.14M 1.47%
+100,000
New +$9.52M
SIR
18
CALL
DELISTED
SELECT INCOME REIT
SIR
$9.08M 1.46%
+682,500
New +$8.5M
SXC icon
19
SunCoke Energy
SXC
$751M
$8.54M 1.37%
373,842
+85,500
+30% +$1.88M
PEP icon
20
CALL
PepsiCo
PEP
$197B
$8.35M 1.34%
+100,000
New +$8.12M
AAPL icon
21
CALL
Apple
AAPL
$5.01T
$8.05M 1.29%
+420,000
New +$7.99M
ARO
22
PUT
DELISTED
Aeropostale Inc
ARO
$8.03M 1.29%
1,600,000
-622,200
-28% -$4.33M
SCLN
23
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$8.02M 1.29%
1,762,051
+226,850
+15% +$1.1M
AAN.A
24
DELISTED
The Aaron's Company Inc Class A
AAN.A
$7.89M 1.27%
+260,995
New +$7.89M
KSPN
25
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$7.69M 1.24%
105,948
+12,571
+13% +$1.03M
1
2 3 4 5

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Nantahala Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nantahala Capital Management held 116 positions worth $623M, up 0.97% from $617M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Nantahala Capital Management's Q1 2014 filing shows 22 new, 28 increased, 13 reduced and 28 closed positions. Its largest new stake was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M. The largest sale was AUDIENCE INC COM STK (DE), an estimated $6.83M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

  • Nantahala Capital Management's largest Q1 2014 buy was The Aaron's Company Inc Class A: 260,995 shares worth $7.89M.
  • Nantahala Capital Management added most to iShares Russell 2000 ETF in Q1 2014, an estimated $8.7M increase.
  • Nantahala Capital Management's biggest Q1 2014 reduction was AUDIENCE INC COM STK (DE), cutting an estimated $6.83M.
  • Nantahala Capital Management fully exited Adept Technology Inc in Q1 2014, selling an estimated $6.56M.
  • Nantahala Capital Management's ten largest holdings make up 39% of its $623M portfolio in Q1 2014.
  • Nantahala Capital Management opened 22 new positions and closed 28 in Q1 2014.
  • Nantahala Capital Management's portfolio value rose 0.97% quarter-over-quarter to $623M.

Based on Nantahala Capital Management's 13F filing for Q1 2014, filed 15 May 2014.