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NCM
Nantahala Capital Management Portfolio holdings
AUM
$2.72B
1-Year Est. Return
121.58%
This Fund
S&P 500
This Quarter
Est. Return
+9.53%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$617M
AUM Growth
+$170M
(+38%)
Cap. Flow
+$128M
Cap. Flow
% of AUM
20.8%
Top 10 Holdings %
Top 10 Hldgs %
42.32%
Holding
108
New
28
Increased
23
Reduced
21
Closed
15
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
INWK
InnerWorkings, Inc.
INWK
|
+$11.8M |
| 2 |
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
|
+$9.84M |
| 3 |
LTM
LIFE TIME FITNESS INC
LTM
|
+$7.18M |
| 4 |
United Rentals
URI
|
+$6.69M |
| 5 |
ORM
Owens Realty Mortgage, Inc.
ORM
|
+$3.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Motorcar Parts of America
MPAA
|
+$10.4M |
| 2 |
SunCoke Energy
SXC
|
+$9.93M |
| 3 |
ZVO
Zovio Inc. Common Stock
ZVO
|
+$9.09M |
| 4 |
ADEP
Adept Technology Inc
ADEP
|
+$7.03M |
| 5 |
Ryman Hospitality Properties
RHP
|
+$6.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Discretionary | 13.05% |
| 2 | Industrials | 5.76% |
| 3 | Financials | 4.11% |
| 4 | Healthcare | 2.9% |
| 5 | Communication Services | 1.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
PUT
iShares Russell 2000 ETF
IWM
$80.3B
| $51.9M | 8.42% |
450,000
+180,000
| +67% | +$19.9M |
|
|
2
CALL
iShares Russell 2000 ETF
IWM
$80.3B
| $43.6M | 7.07% |
378,000
+328,000
| +656% | +$36.2M |
|
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
| $35.1M | 5.69% |
190,000
+140,000
| +280% | +$24.8M |
|
4
PUT
iShares Biotechnology ETF
IBB
$9.47B
| $27.2M | 4.42% |
360,000
+240,000
| +200% | +$17M |
|
5
PUT
Electronic Arts
EA
$52.4B
| $23.8M | 3.87% |
1,039,400
+200,000
| +24% | +$4.8M |
|
|
ARO
6
PUT
DELISTED
Aeropostale Inc
ARO
| $20.2M | 3.28% |
+2,222,200
| New | +$20.3M |
|
|
SHLD
7
CALL
DELISTED
Sears Holding Corporation
SHLD
| $19.2M | 3.11% |
518,045
| – | – |
|
|
LNKD
8
PUT
DELISTED
LinkedIn Corporation
LNKD
| $14.1M | 2.29% |
65,000
| – | – |
|
9
Lennar Class B
LEN.B
$20.7B
| $13.2M | 2.14% |
420,632
| – | – |
|
10
PUT
iShares US Real Estate ETF
IYR
$4.77B
| $12.6M | 2.05% |
200,000
+50,000
| +33% | +$3.22M |
|
11
Citi Trends
CTRN
$559M
| $11.8M | 1.91% |
693,278
+194,985
| +39% | +$3.16M |
|
|
INWK
12
DELISTED
InnerWorkings, Inc.
INWK
| $11.3M | 1.84% |
+1,454,927
| New | +$11.8M |
|
|
ADNC
13
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
| $11.1M | 1.8% |
955,077
+311,449
| +48% | +$3.43M |
|
|
LVNTA
14
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $11M | 1.79% |
+366,300
| New | +$9.84M |
|
|
ESI
15
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
| $10.9M | 1.77% |
324,200
-203,200
| -39% | -$7.29M |
|
|
IFT
16
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
| $10.8M | 1.74% |
1,643,776
+56,165
| +4% | +$351K |
|
17
PUT
SPDR Gold Trust
GLD
$131B
| $10.5M | 1.69% |
+90,000
| New | +$11.1M |
|
|
LTM
18
DELISTED
LIFE TIME FITNESS INC
LTM
| $10.3M | 1.67% |
219,095
+150,000
| +217% | +$7.18M |
|
19
News Corp Class A
NWSA
$15.2B
| $9.17M | 1.49% |
509,000
-30,000
| -6% | -$518K |
|
20
Crocs
CROX
$6.79B
| $9.15M | 1.48% |
575,000
-25,000
| -4% | -$333K |
|
|
XRTX
21
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
| $9.15M | 1.48% |
688,750
-390,000
| -36% | -$4.17M |
|
22
CALL
Cimpress
CMPR
$2.43B
| $8.53M | 1.38% |
150,000
| – | – |
|
|
KSPN
23
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
| $8.26M | 1.34% |
93,377
+1,093
| +1% | +$94.9K |
|
|
24
United Rentals
URI
$69.7B
| $7.78M | 1.26% |
+99,862
| New | +$6.69M |
|
|
SCLN
25
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
| $7.74M | 1.25% |
1,535,201
+588,253
| +62% | +$2.83M |
|
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Nantahala Capital Management's Q4 2013 Portfolio in Review
As of Q4 2013, Nantahala Capital Management held 108 positions worth $617M, up 38% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Nantahala Capital Management deployed $128M of net new capital in Q4 2013, opening 28 new positions and adding to 23 existing holdings. Its largest new stake was InnerWorkings, Inc.: 1,454,927 shares worth $11.3M.
By sector, the portfolio is most concentrated in Consumer Discretionary at 13% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.
On the sell side, the largest reduction was Motorcar Parts of America, an estimated $10.4M trimmed.
- Nantahala Capital Management's largest Q4 2013 buy was InnerWorkings, Inc.: 1,454,927 shares worth $11.3M.
- Nantahala Capital Management added most to LIFE TIME FITNESS INC in Q4 2013, an estimated $7.18M increase.
- Nantahala Capital Management's biggest Q4 2013 reduction was Motorcar Parts of America, cutting an estimated $10.4M.
- Nantahala Capital Management fully exited Ryman Hospitality Properties in Q4 2013, selling an estimated $6.41M.
- Nantahala Capital Management's ten largest holdings make up 42% of its $617M portfolio in Q4 2013.
- Nantahala Capital Management opened 28 new positions and closed 15 in Q4 2013.
- Nantahala Capital Management's portfolio value rose 38% quarter-over-quarter to $617M.
Based on Nantahala Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.