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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+9.46%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$3.72B
AUM Growth
+$1.25B
Cap. Flow
+$1.22B
Cap. Flow %
32.79%
Top 10 Hldgs %
53.59%
Holding
105
New
16
Increased
43
Reduced
12
Closed
8

Top Buys

Rank Stock Value
1
CVNA icon
Carvana
CVNA
+$39.4M
2
STR
Sitio Royalties
STR
+$16.7M
3
THC icon
Tenet Healthcare
THC
+$16.6M
4
WRLD icon
World Acceptance Corp
WRLD
+$12.7M
5
GDEN
Golden Entertainment
GDEN
+$12.6M

Top Sells

Rank Stock Value
1
JMBA
Jamba, Inc.
JMBA
+$19.5M
2
DLB icon
Dolby
DLB
+$12.3M
3
OSPRU
Osprey Energy Acquisition Corp. Unit
OSPRU
+$10.9M
4
LNW
Light & Wonder
LNW
+$8.71M
5
TAX
Liberty Tax, Inc. Class A
TAX
+$6.53M

Sector Composition

Rank Sector Weight
1 Healthcare 13.66%
2 Financials 6.27%
3 Industrials 5.31%
4 Consumer Discretionary 4.9%
5 Technology 4.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.4B
$742M 19.95%
4,400,000
+2,400,000
+120% +$405M
IYR icon
2
PUT
iShares US Real Estate ETF
IYR
$4.74B
$240M 6.46%
+3,000,000
New +$245M
EXAS
3
PUT
DELISTED
Exact Sciences
EXAS
$235M 6.33%
2,978,800
+1,110,000
+59% +$72.4M
LNW
4
CALL
DELISTED
Light & Wonder
LNW
$165M 4.43%
6,476,500
+4,200,000
+184% +$152M
STLA icon
5
CALL
Stellantis
STLA
$17.5B
$140M 3.76%
7,970,000
+770,000
+11% +$13.6M
CDXS icon
6
Codexis
CDXS
$160M
$115M 3.08%
6,679,954
– –
HCA icon
7
PUT
HCA Healthcare
HCA
$91.6B
$97.4M 2.62%
700,000
+500,000
+250% +$62.2M
XBI icon
8
PUT
State Street SPDR S&P Biotech ETF
XBI
$10B
$95.9M 2.58%
1,000,000
+450,000
+82% +$43.6M
WRLD icon
9
World Acceptance Corp
WRLD
$877M
$83.2M 2.24%
727,412
+110,707
+18% +$12.7M
AABA
10
DELISTED
Altaba Inc
AABA
$79.8M 2.15%
1,171,691
– –
RH icon
11
CALL
RH
RH
$3.29B
$78.1M 2.1%
596,100
+250,000
+72% +$35.1M
QURE icon
12
uniQure
QURE
$2.76B
$68.5M 1.84%
1,882,471
+126,032
+7% +$4.69M
ARQL
13
DELISTED
Arqule Inc
ARQL
$68.5M 1.84%
12,101,879
-120,251
-1% -$684K
QURE icon
14
CALL
uniQure
QURE
$2.76B
$65.5M 1.76%
1,800,000
– –
SODA
15
CALL
DELISTED
SodaStream International Ltd
SODA
$63M 1.7%
440,600
-9,400
-2% -$1.13M
LXFR icon
16
Luxfer Holdings
LXFR
$457M
$61.5M 1.66%
2,645,749
– –
THC icon
17
Tenet Healthcare
THC
$22.2B
$60M 1.61%
2,108,403
+504,078
+31% +$16.6M
GDEN
18
DELISTED
Golden Entertainment
GDEN
$57.8M 1.55%
2,406,298
+448,788
+23% +$12.6M
IBB icon
19
PUT
iShares Biotechnology ETF
IBB
$9.47B
$48.8M 1.31%
+400,000
New +$47.1M
XELA
20
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$47.5M 1.28%
555
– –
QADA
21
DELISTED
QAD Inc.
QADA
$47.2M 1.27%
832,927
+146,113
+21% +$7.97M
CURO
22
DELISTED
CURO Group Holdings Corp.
CURO
$44.6M 1.2%
1,476,902
+246,903
+20% +$7.09M
CASH icon
23
Pathward Financial
CASH
$1.87B
$44.6M 1.2%
1,618,548
+179,106
+12% +$5.36M
SPY icon
24
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$779B
$43.6M 1.17%
150,000
+50,000
+50% +$14.2M
CVNA icon
25
Carvana
CVNA
$48.5B
$43.5M 1.17%
+3,678,500
New +$39.4M
1
2 3 4 5

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MASUI
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Nantahala Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Nantahala Capital Management held 105 positions worth $3.72B, up 50% from $2.47B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Nantahala Capital Management deployed $1.22B of net new capital in Q3 2018, opening 16 new positions and adding to 43 existing holdings. Its largest new stake was Carvana: 3,678,500 shares worth $43.5M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 18% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Dolby, an estimated $12.3M trimmed.

  • Nantahala Capital Management's largest Q3 2018 buy was Carvana: 3,678,500 shares worth $43.5M.
  • Nantahala Capital Management added most to Tenet Healthcare in Q3 2018, an estimated $16.6M increase.
  • Nantahala Capital Management's biggest Q3 2018 reduction was Dolby, cutting an estimated $12.3M.
  • Nantahala Capital Management fully exited Jamba, Inc. in Q3 2018, selling an estimated $19.5M.
  • Nantahala Capital Management's ten largest holdings make up 54% of its $3.72B portfolio in Q3 2018.
  • Nantahala Capital Management opened 16 new positions and closed 8 in Q3 2018.
  • Nantahala Capital Management's portfolio value rose 50% quarter-over-quarter to $3.72B.

Based on Nantahala Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.