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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
-9%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$737M
AUM Growth
+$55.1M
Cap. Flow
+$144M
Cap. Flow %
19.48%
Top 10 Hldgs %
49.65%
Holding
80
New
9
Increased
44
Reduced
5
Closed
13

Top Buys

Rank Stock Value
1
DLB icon
Dolby
DLB
+$21.4M
2
FCFS icon
FirstCash
FCFS
+$20M
3
NWSA icon
News Corp Class A
NWSA
+$12.9M
4
LNW
Light & Wonder
LNW
+$12.8M
5
EMG
Emergent Capital, Inc.
EMG
+$11M

Top Sells

Rank Stock Value
1
IFT
IMPERIAL HLDGS INC COM STK (FL)
IFT
+$11.2M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$7.65M
3
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$7.54M
4
RLH
Red Lions Hotel Corporation
RLH
+$2.49M
5
TFSL icon
TFS Financial
TFSL
+$2.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 20.68%
2 Financials 9.79%
3 Industrials 6.29%
4 Healthcare 5.23%
5 Technology 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$80.4B
$127M 17.2%
1,160,000
+237,600
+26% +$28.2M
LNW
2
DELISTED
Light & Wonder
LNW
$34.4M 4.66%
3,287,380
+980,291
+42% +$12.8M
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$32.7M 4.44%
1,399,434
+207,139
+17% +$5.71M
STLA icon
4
CALL
Stellantis
STLA
$16.7B
$29.1M 3.95%
3,374,163
+1,533,711
+83% +$14.7M
DLB icon
5
Dolby
DLB
$4.97B
$28.5M 3.87%
874,343
+627,871
+255% +$21.4M
FCFS icon
6
FirstCash
FCFS
$9.06B
$28.2M 3.83%
705,020
+487,920
+225% +$20M
LNW
7
CALL
DELISTED
Light & Wonder
LNW
$25.6M 3.47%
2,448,200
+448,200
+22% +$5.87M
NWSA icon
8
News Corp Class A
NWSA
$15.3B
$23.8M 3.23%
1,885,130
+923,930
+96% +$12.9M
SPY icon
9
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$19.2M 2.6%
+100,000
New +$20.3M
CSH
10
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$17.7M 2.4%
631,511
+201,287
+47% +$5.38M
SURG
11
DELISTED
SYNERGETICS USA, INC.
SURG
$16.6M 2.26%
2,533,260
+1,238,175
+96% +$6.43M
SODA
12
DELISTED
SodaStream International Ltd
SODA
$15.3M 2.08%
1,111,816
+368,216
+50% +$6.13M
ZVO
13
DELISTED
Zovio Inc. Common Stock
ZVO
$14.6M 1.98%
1,909,964
+752,980
+65% +$6.44M
ORM
14
DELISTED
Owens Realty Mortgage, Inc.
ORM
$13.5M 1.84%
982,013
+15,981
+2% +$229K
CDXS icon
15
Codexis
CDXS
$136M
$13.4M 1.82%
3,954,762
+41,377
+1% +$154K
CASH icon
16
Pathward Financial
CASH
$1.87B
$12.3M 1.68%
886,209
+276,657
+45% +$4.23M
CRWN
17
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$11.9M 1.62%
2,231,360
+180,215
+9% +$868K
CROX icon
18
Crocs
CROX
$6.75B
$11.3M 1.54%
876,906
-54,004
-6% -$783K
TBBK icon
19
The Bancorp
TBBK
$2.86B
$11.1M 1.5%
1,453,355
+154,600
+12% +$1.29M
EMG
20
DELISTED
Emergent Capital, Inc.
EMG
$10.9M 1.47%
+2,061,824
New +$11M
QADA
21
DELISTED
QAD Inc.
QADA
$10.5M 1.42%
409,267
-25,577
-6% -$665K
CTRN icon
22
Citi Trends
CTRN
$559M
$10.3M 1.4%
439,745
+57,200
+15% +$1.41M
STLA icon
23
Stellantis
STLA
$16.7B
$9.92M 1.35%
1,151,356
+65,949
+6% +$631K
ADEP
24
DELISTED
Adept Technology Inc
ADEP
$8.98M 1.22%
693,296
+22,500
+3% +$184K
RM icon
25
Regional Management Corp
RM
$392M
$8.86M 1.2%
571,677
-43,872
-7% -$745K
1
2 3 4

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Nantahala Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Nantahala Capital Management held 80 positions worth $737M, up 8.1% from $682M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Nantahala Capital Management deployed $144M of net new capital in Q3 2015, opening 9 new positions and adding to 44 existing holdings. Its largest new stake was Emergent Capital, Inc.: 2,061,824 shares worth $10.9M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Sciclone Pharmaceuticals Inc, an estimated $7.65M trimmed.

  • Nantahala Capital Management's largest Q3 2015 buy was Emergent Capital, Inc.: 2,061,824 shares worth $10.9M.
  • Nantahala Capital Management added most to Dolby in Q3 2015, an estimated $21.4M increase.
  • Nantahala Capital Management's biggest Q3 2015 reduction was Sciclone Pharmaceuticals Inc, cutting an estimated $7.65M.
  • Nantahala Capital Management fully exited IMPERIAL HLDGS INC COM STK (FL) in Q3 2015, selling an estimated $11.2M.
  • Nantahala Capital Management's ten largest holdings make up 50% of its $737M portfolio in Q3 2015.
  • Nantahala Capital Management opened 9 new positions and closed 13 in Q3 2015.
  • Nantahala Capital Management's portfolio value rose 8.1% quarter-over-quarter to $737M.

Based on Nantahala Capital Management's 13F filing for Q3 2015, filed 13 Nov 2015.