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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.25%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$829M
AUM Growth
-$93.1M
Cap. Flow
-$183M
Cap. Flow %
-22.06%
Top 10 Hldgs %
59.27%
Holding
76
New
10
Increased
18
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TBBK icon
The Bancorp
TBBK
+$15.6M
2
CZR icon
Caesars Entertainment
CZR
+$6.61M
3
YHOO
Yahoo Inc
YHOO
+$6.15M
4
CCN
CardConnect Corp.
CCN
+$5.41M
5
QADA
QAD Inc.
QADA
+$5.28M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$50.9M
2
CROX icon
Crocs
CROX
+$12.6M
3
LNW
Light & Wonder
LNW
+$8.82M
4
SFR
Starwood Waypoint Homes
SFR
+$7.79M
5
EZPW icon
Ezcorp Inc
EZPW
+$6.79M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.35%
2 Financials 14.37%
3 Healthcare 11.69%
4 Industrials 7.86%
5 Energy 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$80.3B
$167M 20.14%
1,345,000
-375,000
-22% -$45.6M
LNW
2
CALL
DELISTED
Light & Wonder
LNW
$51.8M 6.25%
4,598,200
– –
YHOO
3
DELISTED
Yahoo Inc
YHOO
$51.4M 6.2%
1,192,776
+150,000
+14% +$6.15M
DLB icon
4
Dolby
DLB
$4.85B
$46M 5.55%
847,907
+31,600
+4% +$1.58M
FCFS icon
5
FirstCash
FCFS
$9.06B
$38.7M 4.67%
822,912
+35,839
+5% +$1.8M
SODA
6
DELISTED
SodaStream International Ltd
SODA
$35M 4.22%
1,319,215
-67,075
-5% -$1.77M
TBBK icon
7
The Bancorp
TBBK
$2.81B
$27.2M 3.27%
4,229,213
+2,703,426
+177% +$15.6M
CASH icon
8
Pathward Financial
CASH
$1.82B
$25.8M 3.11%
1,275,813
-146,481
-10% -$2.79M
CDXS icon
9
Codexis
CDXS
$141M
$24.7M 2.98%
5,561,082
+15,539
+0.3% +$65.3K
CTRN icon
10
Citi Trends
CTRN
$543M
$23.8M 2.87%
1,194,988
-3,292
-0.3% -$60.2K
LNW
11
DELISTED
Light & Wonder
LNW
$23.3M 2.81%
2,067,876
-899,126
-30% -$8.82M
SCLN
12
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$18.1M 2.19%
1,769,558
– –
QADA
13
DELISTED
QAD Inc.
QADA
$17.3M 2.09%
774,933
+256,217
+49% +$5.28M
AKBA icon
14
Akebia Therapeutics
AKBA
$343M
$17.3M 2.09%
1,915,008
+234,618
+14% +$1.99M
ARQL
15
DELISTED
Arqule Inc
ARQL
$16.3M 1.97%
9,263,041
+298,996
+3% +$474K
PRTA icon
16
PUT
Prothena Corp
PRTA
$455M
$13.7M 1.66%
+229,000
New +$12.3M
LXFR icon
17
Luxfer Holdings
LXFR
$462M
$13.7M 1.65%
1,178,078
+108,577
+10% +$1.26M
ORM
18
DELISTED
Owens Realty Mortgage, Inc.
ORM
$13.5M 1.63%
778,867
-137,401
-15% -$2.3M
GDEN
19
DELISTED
Golden Entertainment
GDEN
$11.8M 1.42%
942,786
-49,282
-5% -$629K
STLA icon
20
CALL
Stellantis
STLA
$16.5B
$11.5M 1.39%
1,802,983
+803,200
+80% +$5.27M
ZVO
21
DELISTED
Zovio Inc. Common Stock
ZVO
$11.4M 1.37%
1,653,826
-242,619
-13% -$1.78M
RH icon
22
CALL
RH
RH
$3.4B
$10.4M 1.25%
+300,000
New +$9.55M
RACE icon
23
Ferrari
RACE
$66.8B
$9.83M 1.19%
189,582
– –
RH icon
24
RH
RH
$3.4B
$9.44M 1.14%
272,876
– –
ALT icon
25
Altimmune
ALT
$576M
$9.29M 1.12%
10,673
-167
-2% -$131K
1
2 3

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Nantahala Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Nantahala Capital Management held 76 positions worth $829M, down 10% from $922M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Nantahala Capital Management withdrew a net $183M in Q3 2016, closing 17 positions and reducing 17 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $50.9M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Nantahala Capital Management opened a new position in Caesars Entertainment worth $6.46M.

  • Nantahala Capital Management's largest Q3 2016 buy was Caesars Entertainment: 459,793 shares worth $6.46M.
  • Nantahala Capital Management added most to The Bancorp in Q3 2016, an estimated $15.6M increase.
  • Nantahala Capital Management's biggest Q3 2016 reduction was Light & Wonder, cutting an estimated $8.82M.
  • Nantahala Capital Management fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $50.9M.
  • Nantahala Capital Management's ten largest holdings make up 59% of its $829M portfolio in Q3 2016.
  • Nantahala Capital Management opened 10 new positions and closed 17 in Q3 2016.
  • Nantahala Capital Management's portfolio value fell 10% quarter-over-quarter to $829M.

Based on Nantahala Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.