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NCM

Nantahala Capital Management Portfolio holdings

AUM $3.01B
1-Year Est. Return 119.46%
This Fund
S&P 500
This Quarter Est. Return
+27.26%
1 Year Est. Return
+119.46%
3 Year Est. Return
+340.9%
5 Year Est. Return
+347.01%
10 Year Est. Return
+3,143.27%
AUM
$3.21B
AUM Growth
-$44.1M
Cap. Flow
-$73.1M
Cap. Flow %
-2.28%
Top 10 Hldgs %
55.32%
Holding
109
New
11
Increased
19
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
RH icon
RH
RH
+$41.7M
2
SPB icon
Spectrum Brands
SPB
+$19.8M
3
RDNT icon
RadNet
RDNT
+$13.6M
4
IMXI icon
International Money Express
IMXI
+$10.5M
5
RC
Ready Capital
RC
+$9.92M

Top Sells

Rank Stock Value
1
QURE icon
uniQure
QURE
+$42.9M
2
CDXS icon
Codexis
CDXS
+$23M
3
VAC icon
Marriott Vacations Worldwide
VAC
+$16.3M
4
OZK icon
Bank OZK
OZK
+$11.4M
5
ORM
Owens Realty Mortgage, Inc.
ORM
+$11.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.99%
2 Healthcare 17.58%
3 Consumer Discretionary 7.87%
4 Financials 6.03%
5 Industrials 5.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$76.9B
$873M 27.22%
5,700,000
+1,070,300
+23% +$161M
XBI icon
2
PUT
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$158M 4.94%
1,750,000
+750,000
+75% +$63.8M
LNW
3
CALL
DELISTED
Light & Wonder
LNW
$114M 3.54%
5,565,400
-1,402,900
-20% -$33.5M
EXAS
4
PUT
DELISTED
Exact Sciences
EXAS
$112M 3.5%
1,296,200
+186,200
+17% +$15.8M
CDXS icon
5
Codexis
CDXS
$153M
$110M 3.43%
5,363,484
-1,186,316
-18% -$23M
QURE icon
6
uniQure
QURE
$2.99B
$90.6M 2.83%
1,518,690
-959,977
-39% -$42.9M
STLA icon
7
CALL
Stellantis
STLA
$14.8B
$84.2M 2.63%
5,670,000
-3,300,000
-37% -$50.7M
CVNA icon
8
CALL
Carvana
CVNA
$48.2B
$84.2M 2.63%
7,250,000
– –
WRLD icon
9
World Acceptance Corp
WRLD
$861M
$75.9M 2.37%
647,845
-94,100
-13% -$10.7M
QURE icon
10
CALL
uniQure
QURE
$2.99B
$71.6M 2.23%
1,200,000
+100,000
+9% +$4.47M
THC icon
11
CALL
Tenet Healthcare
THC
$21B
$69.2M 2.16%
2,400,000
-575,000
-19% -$14.2M
LXFR icon
12
Luxfer Holdings
LXFR
$460M
$65M 2.03%
2,601,749
-34,000
-1% -$682K
AABA
13
DELISTED
Altaba Inc
AABA
$63.8M 1.99%
860,464
-2,377
-0.3% -$164K
THC icon
14
Tenet Healthcare
THC
$21B
$61.2M 1.91%
2,121,112
-352,000
-14% -$8.69M
ARQL
15
DELISTED
Arqule Inc
ARQL
$57.5M 1.79%
12,005,361
-96,518
-0.8% -$373K
VAC icon
16
Marriott Vacations Worldwide
VAC
$3.48B
$57.3M 1.79%
612,705
-181,391
-23% -$16.3M
DXPE icon
17
DXP Enterprises
DXPE
$2.79B
$49.2M 1.53%
1,264,195
+116,231
+10% +$4.04M
QADA
18
DELISTED
QAD Inc.
QADA
$45.7M 1.43%
1,061,578
+52,869
+5% +$2.27M
RH icon
19
RH
RH
$2.36B
$44.2M 1.38%
429,434
+306,265
+249% +$41.7M
AKBA icon
20
Akebia Therapeutics
AKBA
$250M
$40.5M 1.26%
4,941,061
-123,028
-2% -$844K
HCA icon
21
PUT
HCA Healthcare
HCA
$91.8B
$39.1M 1.22%
300,000
-400,000
-57% -$53.7M
CVNA icon
22
Carvana
CVNA
$48.2B
$36.8M 1.15%
3,168,570
-1,230,000
-28% -$10.4M
IMXI icon
23
International Money Express
IMXI
$417M
$36.2M 1.13%
3,102,698
+929,142
+43% +$10.5M
CASH icon
24
Pathward Financial
CASH
$1.65B
$35.4M 1.1%
1,799,727
+15,500
+0.9% +$339K
GDEN
25
DELISTED
Golden Entertainment
GDEN
$34.7M 1.08%
2,449,713
-78,000
-3% -$1.37M
1
2 3 4 5

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Nantahala Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Nantahala Capital Management held 109 positions worth $3.21B, down 1.4% from $3.25B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Nantahala Capital Management's Q1 2019 filing shows 11 new, 19 increased, 40 reduced and 18 closed positions. Its largest new stake was Spectrum Brands: 371,150 shares worth $20.3M. The largest sale was uniQure, an estimated $42.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 59% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Nantahala Capital Management's largest Q1 2019 buy was Spectrum Brands: 371,150 shares worth $20.3M.
  • Nantahala Capital Management added most to RH in Q1 2019, an estimated $41.7M increase.
  • Nantahala Capital Management's biggest Q1 2019 reduction was uniQure, cutting an estimated $42.9M.
  • Nantahala Capital Management fully exited Bank OZK in Q1 2019, selling an estimated $11.4M.
  • Nantahala Capital Management's ten largest holdings make up 55% of its $3.21B portfolio in Q1 2019.
  • Nantahala Capital Management opened 11 new positions and closed 18 in Q1 2019.
  • Nantahala Capital Management's portfolio value fell 1.4% quarter-over-quarter to $3.21B.

Based on Nantahala Capital Management's 13F filing for Q1 2019, filed 15 May 2019.