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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+0.58%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$680M
AUM Growth
+$57.2M
Cap. Flow
-$13.1M
Cap. Flow %
-1.92%
Top 10 Hldgs %
36.93%
Holding
118
New
29
Increased
39
Reduced
13
Closed
23

Top Buys

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$12.4M
2
RM icon
Regional Management Corp
RM
+$9.95M
3
LNW
Light & Wonder
LNW
+$8.28M
4
TBBK icon
The Bancorp
TBBK
+$7.85M
5
PGTI
PGT, Inc.
PGTI
+$5.81M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$11.4M
2
AAN.A
The Aaron's Company Inc Class A
AAN.A
+$7.89M
3
BRSL
Brightstar Lottery PLC
BRSL
+$5.62M
4
GILD icon
Gilead Sciences
GILD
+$5.06M
5
INWK
InnerWorkings, Inc.
INWK
+$4.99M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.22%
2 Financials 7.83%
3 Industrials 4.04%
4 Healthcare 2.43%
5 Communication Services 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$50.7M 7.46%
259,000
-141,000
-35% -$26.8M
IBB icon
2
PUT
iShares Biotechnology ETF
IBB
$9.31B
$40.1M 5.9%
468,300
-44,700
-9% -$3.52M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$28.5M 4.19%
240,000
-10,000
-4% -$1.14M
EA icon
4
PUT
Electronic Arts
EA
$52.4B
$23.2M 3.41%
645,400
+206,000
+47% +$6.69M
SHLD
5
CALL
DELISTED
Sears Holding Corporation
SHLD
$19.5M 2.87%
433,553
-84,492
-16% -$3.13M
GLD icon
6
PUT
SPDR Gold Trust
GLD
$132B
$18.1M 2.66%
141,300
+51,300
+57% +$6.37M
IWM icon
7
CALL
iShares Russell 2000 ETF
IWM
$79.8B
$17.8M 2.62%
+150,000
New +$17M
DRII
8
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$14.7M 2.16%
+630,530
New +$12.4M
LEN.B icon
9
Lennar Class B
LEN.B
$20B
$13.7M 2.02%
414,785
– –
LVNTA
10
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$13.7M 2.02%
378,510
+12,210
+3% +$384K
LTM
11
DELISTED
LIFE TIME FITNESS INC
LTM
$13.6M 1.99%
278,177
-22,762
-8% -$1.12M
DDD icon
12
PUT
3D Systems Corp
DDD
$420M
$13M 1.91%
217,300
+7,300
+3% +$375K
NWSA icon
13
News Corp Class A
NWSA
$14.5B
$12.2M 1.79%
680,000
+121,000
+22% +$2.09M
CROX icon
14
Crocs
CROX
$6.69B
$12M 1.76%
795,210
+24,000
+3% +$358K
IFT
15
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
$10.4M 1.53%
1,525,360
-118,416
-7% -$767K
SCLN
16
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$9.68M 1.42%
1,839,628
+77,577
+4% +$377K
PEP icon
17
CALL
PepsiCo
PEP
$186B
$9.24M 1.36%
103,400
+3,400
+3% +$294K
SIR
18
CALL
DELISTED
SELECT INCOME REIT
SIR
$9.2M 1.35%
706,160
+23,660
+3% +$309K
RM icon
19
Regional Management Corp
RM
$384M
$8.97M 1.32%
+579,954
New +$9.95M
QCOR
20
PUT
DELISTED
QUESTCOR PHARMA INC
QCOR
$8.79M 1.29%
95,000
– –
SXC icon
21
SunCoke Energy
SXC
$757M
$8.74M 1.29%
406,442
+32,600
+9% +$685K
GILD icon
22
PUT
Gilead Sciences
GILD
$161B
$8.59M 1.26%
103,600
-26,400
-20% -$2.05M
KSPN
23
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$8.54M 1.26%
112,353
+6,405
+6% +$438K
LNW
24
DELISTED
Light & Wonder
LNW
$8.53M 1.25%
+766,934
New +$8.28M
EPM icon
25
Evolution Petroleum
EPM
$137M
$7.72M 1.14%
713,213
+315,633
+79% +$3.62M
1
2 3 4 5

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CA
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XL
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NB
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MASUI
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BCM
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Nantahala Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Nantahala Capital Management held 118 positions worth $680M, up 9.2% from $623M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nantahala Capital Management's Q2 2014 filing shows 29 new, 39 increased, 13 reduced and 23 closed positions. Its largest new stake was DIAMOND RESORTS INTL, INC: 630,530 shares worth $14.7M. The largest sale was iShares Russell 2000 ETF, an estimated $11.4M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • Nantahala Capital Management's largest Q2 2014 buy was DIAMOND RESORTS INTL, INC: 630,530 shares worth $14.7M.
  • Nantahala Capital Management added most to Evolution Petroleum in Q2 2014, an estimated $3.62M increase.
  • Nantahala Capital Management's biggest Q2 2014 reduction was InnerWorkings, Inc., cutting an estimated $4.99M.
  • Nantahala Capital Management fully exited iShares Russell 2000 ETF in Q2 2014, selling an estimated $11.4M.
  • Nantahala Capital Management's ten largest holdings make up 37% of its $680M portfolio in Q2 2014.
  • Nantahala Capital Management opened 29 new positions and closed 23 in Q2 2014.
  • Nantahala Capital Management's portfolio value rose 9.2% quarter-over-quarter to $680M.

Based on Nantahala Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.