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NCM

Nantahala Capital Management Portfolio holdings

AUM $3.01B
1-Year Est. Return 119.46%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+119.46%
3 Year Est. Return
+340.9%
5 Year Est. Return
+347.01%
10 Year Est. Return
+3,143.27%
AUM
$767M
AUM Growth
+$29.9M
Cap. Flow
+$12.5M
Cap. Flow %
1.63%
Top 10 Hldgs %
52.59%
Holding
73
New
6
Increased
38
Reduced
10
Closed
6

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$32.8M
2
DRII
DIAMOND RESORTS INTL, INC
DRII
+$8.48M
3
CTRN icon
Citi Trends
CTRN
+$7.48M
4
CASH icon
Pathward Financial
CASH
+$6.28M
5
RLGT icon
Radiant Logistics
RLGT
+$4.51M

Top Sells

Rank Stock Value
1
NWSA icon
News Corp Class A
NWSA
+$23.8M
2
SURG
SYNERGETICS USA, INC.
SURG
+$16.6M
3
ADEP
Adept Technology Inc
ADEP
+$8.98M
4
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$7.85M
5
CCN
CardConnect Corp.
CCN
+$2.55M

Sector Composition

Rank Sector Weight
1 Miscellaneous 35.3%
2 Consumer Discretionary 21.49%
3 Financials 11.09%
4 Healthcare 8.29%
5 Industrials 6.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$76.9B
$118M 15.43%
1,050,000
-110,000
-9% -$12.7M
LNW
2
CALL
DELISTED
Light & Wonder
LNW
$44.4M 5.79%
4,948,200
+2,500,000
+102% +$24.1M
DRII
3
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$43.9M 5.73%
1,721,908
+322,474
+23% +$8.48M
YHOO
4
DELISTED
Yahoo Inc
YHOO
$36.7M 4.79%
1,103,500
+983,500
+820% +$32.8M
STLA icon
5
CALL
Stellantis
STLA
$14.8B
$30.8M 4.02%
3,374,163
– –
DLB icon
6
Dolby
DLB
$5.65B
$30.3M 3.95%
899,543
+25,200
+3% +$865K
LNW
7
DELISTED
Light & Wonder
LNW
$30.1M 3.93%
3,357,880
+70,500
+2% +$679K
FCFS icon
8
FirstCash
FCFS
$9.35B
$27.1M 3.53%
723,020
+18,000
+3% +$702K
SODA
9
DELISTED
SodaStream International Ltd
SODA
$21.3M 2.78%
1,304,977
+193,161
+17% +$2.96M
CDXS icon
10
Codexis
CDXS
$153M
$20.4M 2.65%
4,811,222
+856,460
+22% +$3.13M
CASH icon
11
Pathward Financial
CASH
$1.65B
$20.2M 2.63%
1,317,924
+431,715
+49% +$6.28M
ZVO
12
DELISTED
Zovio Inc. Common Stock
ZVO
$16.5M 2.15%
2,164,843
+254,879
+13% +$2.03M
CTRN icon
13
Citi Trends
CTRN
$476M
$16.2M 2.11%
762,409
+322,664
+73% +$7.48M
ORM
14
DELISTED
Owens Realty Mortgage, Inc.
ORM
$14.2M 1.86%
1,060,724
+78,711
+8% +$1.09M
CRWN
15
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$12.8M 1.67%
2,286,479
+55,119
+2% +$310K
ARQL
16
DELISTED
Arqule Inc
ARQL
$12.8M 1.67%
5,908,122
+1,623,102
+38% +$3.65M
CSH
17
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$11.4M 1.48%
379,406
-252,105
-40% -$7.85M
CROX icon
18
Crocs
CROX
$5.34B
$11.3M 1.48%
1,105,357
+228,451
+26% +$2.46M
STLA icon
19
Stellantis
STLA
$14.8B
$10.9M 1.43%
1,200,282
+48,926
+4% +$459K
FLNA
20
Filana Therapeutics
FLNA
$33.6M
$10.2M 1.33%
830,222
+181,978
+28% +$2.41M
GDEN
21
DELISTED
Golden Entertainment
GDEN
$9.79M 1.28%
956,558
+268,441
+39% +$2.63M
TBBK icon
22
The Bancorp
TBBK
$2.04B
$9.72M 1.27%
1,525,787
+72,432
+5% +$527K
RM icon
23
Regional Management Corp
RM
$298M
$9.71M 1.27%
627,493
+55,816
+10% +$877K
QADA
24
DELISTED
QAD Inc.
QADA
$9.69M 1.26%
472,360
+63,093
+15% +$1.55M
ESI
25
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$9.53M 1.24%
2,555,084
+242,141
+10% +$832K
1
2 3

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Nantahala Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Nantahala Capital Management held 73 positions worth $767M, up 4.1% from $737M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Nantahala Capital Management's Q4 2015 filing shows 6 new, 38 increased, 10 reduced and 6 closed positions. Its largest new stake was Akebia Therapeutics: 221,674 shares worth $2.86M. The largest sale was News Corp Class A, an estimated $23.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 40% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Nantahala Capital Management's largest Q4 2015 buy was Akebia Therapeutics: 221,674 shares worth $2.86M.
  • Nantahala Capital Management added most to Yahoo Inc in Q4 2015, an estimated $32.8M increase.
  • Nantahala Capital Management's biggest Q4 2015 reduction was CASH AMERICA INTERNATIONAL INC, cutting an estimated $7.85M.
  • Nantahala Capital Management fully exited News Corp Class A in Q4 2015, selling an estimated $23.8M.
  • Nantahala Capital Management's ten largest holdings make up 53% of its $767M portfolio in Q4 2015.
  • Nantahala Capital Management opened 6 new positions and closed 6 in Q4 2015.
  • Nantahala Capital Management's portfolio value rose 4.1% quarter-over-quarter to $767M.

Based on Nantahala Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.