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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.33%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$2.22B
AUM Growth
-$31.1M
Cap. Flow
-$63.9M
Cap. Flow %
-2.88%
Top 10 Hldgs %
52.54%
Holding
88
New
12
Increased
25
Reduced
17
Closed
8

Top Buys

Rank Stock Value
1
SIGA icon
SIGA Technologies
SIGA
+$36.4M
2
LNW
Light & Wonder
LNW
+$25.7M
3
GDEN
Golden Entertainment
GDEN
+$21.8M
4
XELA
Exela Technologies, Inc. Common Stock
XELA
+$20.5M
5
AKBA icon
Akebia Therapeutics
AKBA
+$20.3M

Top Sells

Rank Stock Value
1
SODA
SodaStream International Ltd
SODA
+$17M
2
TBBK icon
The Bancorp
TBBK
+$6.63M
3
BXG
Bluegreen Vacations Corporation Common Stock
BXG
+$5.93M
4
WRLD icon
World Acceptance Corp
WRLD
+$3.58M
5
CCXI
ChemoCentryx, Inc.
CCXI
+$3.56M

Sector Composition

Rank Sector Weight
1 Healthcare 15.3%
2 Financials 7.71%
3 Consumer Discretionary 5.9%
4 Industrials 5.83%
5 Technology 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$405M 18.27%
2,670,000
-370,000
-12% -$57.1M
LNW
2
CALL
DELISTED
Light & Wonder
LNW
$156M 7.02%
3,745,200
+391,200
+12% +$18.3M
SPY icon
3
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$105M 4.74%
400,000
– –
SPY icon
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$92.1M 4.15%
350,000
-50,000
-13% -$13.6M
AABA
5
DELISTED
Altaba Inc
AABA
$86.8M 3.91%
1,171,691
– –
EXAS
6
PUT
DELISTED
Exact Sciences
EXAS
$76.6M 3.45%
1,900,000
-200,000
-10% -$9.76M
CDXS icon
7
Codexis
CDXS
$158M
$73.5M 3.31%
6,679,954
– –
STLA icon
8
CALL
Stellantis
STLA
$17.4B
$65.7M 2.96%
3,200,000
– –
CASH icon
9
Pathward Financial
CASH
$1.88B
$52.6M 2.37%
1,445,442
+101,586
+8% +$3.63M
RH icon
10
CALL
RH
RH
$3.33B
$52M 2.35%
546,100
-341,500
-38% -$30.3M
WRLD icon
11
World Acceptance Corp
WRLD
$861M
$51.1M 2.3%
484,963
-34,736
-7% -$3.58M
THC icon
12
CALL
Tenet Healthcare
THC
$22.2B
$48.5M 2.19%
2,000,000
– –
QURE icon
13
uniQure
QURE
$2.75B
$43.2M 1.95%
1,839,774
-41,116
-2% -$897K
GDEN
14
DELISTED
Golden Entertainment
GDEN
$42.8M 1.93%
1,844,327
+752,998
+69% +$21.8M
SODA
15
CALL
DELISTED
SodaStream International Ltd
SODA
$41.3M 1.86%
450,000
– –
THC icon
16
Tenet Healthcare
THC
$22.2B
$40.2M 1.81%
1,658,700
+11,500
+0.7% +$229K
SIGA icon
17
SIGA Technologies
SIGA
$240M
$36.8M 1.66%
+6,010,249
New +$36.4M
ARQL
18
DELISTED
Arqule Inc
ARQL
$35.2M 1.59%
12,222,130
– –
LXFR icon
19
Luxfer Holdings
LXFR
$456M
$33.9M 1.53%
2,645,749
+58,408
+2% +$830K
AKBA icon
20
Akebia Therapeutics
AKBA
$338M
$32.3M 1.45%
3,386,143
+1,452,276
+75% +$20.3M
DLB icon
21
Dolby
DLB
$4.97B
$31.3M 1.41%
492,270
+97,100
+25% +$6.24M
WRLD icon
22
CALL
World Acceptance Corp
WRLD
$861M
$30.5M 1.37%
289,400
-60,600
-17% -$6.24M
QADA
23
DELISTED
QAD Inc.
QADA
$28.6M 1.29%
686,814
-2,717
-0.4% -$116K
PRTY
24
DELISTED
Party City Holdco Inc.
PRTY
$28M 1.26%
1,797,401
+498,405
+38% +$7.53M
XELA
25
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$25.2M 1.13%
379
+308
+434% +$20.5M
1
2 3 4

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Nantahala Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Nantahala Capital Management held 88 positions worth $2.22B, down 1.4% from $2.25B the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Nantahala Capital Management's Q1 2018 filing shows 12 new, 25 increased, 17 reduced and 8 closed positions. Its largest new stake was SIGA Technologies: 6,010,249 shares worth $36.8M. The largest sale was SodaStream International Ltd, an estimated $17M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Nantahala Capital Management's largest Q1 2018 buy was SIGA Technologies: 6,010,249 shares worth $36.8M.
  • Nantahala Capital Management added most to Golden Entertainment in Q1 2018, an estimated $21.8M increase.
  • Nantahala Capital Management's biggest Q1 2018 reduction was SodaStream International Ltd, cutting an estimated $17M.
  • Nantahala Capital Management fully exited Bluegreen Vacations Corporation Common Stock in Q1 2018, selling an estimated $5.93M.
  • Nantahala Capital Management's ten largest holdings make up 53% of its $2.22B portfolio in Q1 2018.
  • Nantahala Capital Management opened 12 new positions and closed 8 in Q1 2018.
  • Nantahala Capital Management's portfolio value fell 1.4% quarter-over-quarter to $2.22B.

Based on Nantahala Capital Management's 13F filing for Q1 2018, filed 15 May 2018.