Nantahala Capital Management’s ChemoCentryx, Inc. CCXI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-4,859	Closed	-$280K	–	135
2020 Q2	$280K	Buy	+4,859	New	+$264K	0.02%	113
2020 Q1	–	Hold	0	–	–	–	124
2019 Q4	–	Hold	0	–	–	–	104
2019 Q3	–	Hold	0	–	–	–	109
2019 Q1	–	Sell	-623,338	Closed	-$6.8M	–	117
2018 Q4	$6.8M	Sell	623,338 -20,000	-3%	-$211K	0.51%	68
2018 Q3	$8.13M	Buy	643,338 +28,165	+5%	+$339K	0.54%	62
2018 Q2	$8.1M	Buy	615,173 +14,685	+2%	+$176K	0.64%	57
2018 Q1	$8.17M	Sell	600,488 -344,586	-36%	-$3.56M	0.79%	50
2017 Q4	$5.62M	Buy	945,074 +267,295	+39%	+$1.83M	0.71%	51
2017 Q3	$5.03M	Buy	677,779 +72,426	+12%	+$602K	0.77%	46
2017 Q2	$5.67M	Hold	605,353	–	–	0.93%	40
2017 Q1	$4.41M	Buy	605,353 +137,898	+29%	+$993K	0.84%	38
2016 Q4	$3.46M	Buy	467,455 +1,015	+0.2%	+$7.31K	0.62%	43
2016 Q3	$2.82M	Buy	466,440 +37,753	+9%	+$178K	0.51%	45
2016 Q2	$1.93M	Buy	+428,687	New	+$1.61M	0.33%	54