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NCM

Nantahala Capital Management Portfolio holdings

AUM $3.01B
1-Year Est. Return 119.46%
This Fund
S&P 500
This Quarter Est. Return
+14.74%
1 Year Est. Return
+119.46%
3 Year Est. Return
+340.9%
5 Year Est. Return
+347.01%
10 Year Est. Return
+3,143.27%
AUM
$1.26B
AUM Growth
+$363M
Cap. Flow
+$23M
Cap. Flow %
1.82%
Top 10 Hldgs %
59.72%
Holding
69
New
15
Increased
19
Reduced
9
Closed
6

Top Buys

Rank Stock Value
1
AABA
Altaba Inc
AABA
+$60.6M
2
AFI
Armstrong Flooring, Inc.
AFI
+$15.1M
3
ENT
Global Eagle Entertainment Inc.
ENT
+$10M
4
SYRE icon
Spyre Therapeutics
SYRE
+$8.81M
5
JMBA
Jamba, Inc.
JMBA
+$7.39M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$44.1M
2
SCLN
Sciclone Pharmaceuticals Inc
SCLN
+$18.5M
3
FCFS icon
FirstCash
FCFS
+$14.5M
4
SODA
SodaStream International Ltd
SODA
+$7.7M
5
CTRN icon
Citi Trends
CTRN
+$7.47M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.82%
2 Financials 13.19%
3 Healthcare 8.51%
4 Technology 6.69%
5 Industrials 6.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$78.9B
$271M 21.47%
1,920,000
+1,190,000
+163% +$165M
LNW
2
CALL
DELISTED
Light & Wonder
LNW
$76.7M 6.09%
2,940,000
– –
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$72.5M 5.75%
300,000
– –
AABA
4
DELISTED
Altaba Inc
AABA
$60.6M 4.81%
+1,112,397
New +$60.6M
RH icon
5
CALL
RH
RH
$2.58B
$55.7M 4.42%
863,000
+463,000
+116% +$24.5M
EXAS
6
PUT
DELISTED
Exact Sciences
EXAS
$49.5M 3.93%
+1,400,000
New +$43.2M
SPY icon
7
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$48.4M 3.84%
200,000
+50,000
+33% +$12M
DLB icon
8
Dolby
DLB
$5.95B
$44.2M 3.51%
902,507
– –
CASH icon
9
Pathward Financial
CASH
$1.64B
$39M 3.09%
1,313,841
– –
FCFS icon
10
FirstCash
FCFS
$9.89B
$35.6M 2.82%
610,756
-273,016
-31% -$14.5M
CDXS icon
11
Codexis
CDXS
$157M
$35.4M 2.81%
6,488,379
+490,057
+8% +$2.25M
WRLD icon
12
World Acceptance Corp
WRLD
$882M
$33.3M 2.64%
443,861
+49,507
+13% +$3.39M
SODA
13
DELISTED
SodaStream International Ltd
SODA
$32M 2.54%
597,795
-145,048
-20% -$7.7M
AKBA icon
14
Akebia Therapeutics
AKBA
$267M
$30.9M 2.45%
2,148,623
-131,908
-6% -$1.67M
TBBK icon
15
The Bancorp
TBBK
$2.05B
$28.3M 2.25%
3,739,697
– –
LXFR icon
16
Luxfer Holdings
LXFR
$463M
$27.3M 2.16%
2,130,544
+574,251
+37% +$6.96M
QADA
17
DELISTED
QAD Inc.
QADA
$22.9M 1.82%
716,021
+7,067
+1% +$216K
GDEN
18
DELISTED
Golden Entertainment
GDEN
$22.6M 1.79%
1,091,329
+20,000
+2% +$330K
ZVO
19
DELISTED
Zovio Inc. Common Stock
ZVO
$20.6M 1.63%
1,393,589
-553,172
-28% -$7.44M
ENT
20
DELISTED
Global Eagle Entertainment Inc.
ENT
$19.6M 1.55%
219,988
+129,661
+144% +$10M
SODA
21
CALL
DELISTED
SodaStream International Ltd
SODA
$16.1M 1.27%
+300,000
New +$15.9M
AFI
22
DELISTED
Armstrong Flooring, Inc.
AFI
$14.5M 1.15%
+806,590
New +$15.1M
ARQL
23
DELISTED
Arqule Inc
ARQL
$12.7M 1.01%
10,239,651
+539,608
+6% +$589K
MDCO
24
CALL
DELISTED
Medicines Co
MDCO
$11.4M 0.9%
+300,000
New +$13.4M
ORM
25
DELISTED
Owens Realty Mortgage, Inc.
ORM
$11M 0.87%
647,313
-90
-0% -$1.55K
1
2 3

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Nantahala Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Nantahala Capital Management held 69 positions worth $1.26B, up 40% from $898M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Nantahala Capital Management's Q2 2017 filing shows 15 new, 19 increased, 9 reduced and 6 closed positions. Its largest new stake was Altaba Inc: 1,112,397 shares worth $60.6M. The largest sale was Yahoo Inc, an estimated $44.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 42% a quarter earlier, followed by Financials and Healthcare.

  • Nantahala Capital Management's largest Q2 2017 buy was Altaba Inc: 1,112,397 shares worth $60.6M.
  • Nantahala Capital Management added most to Global Eagle Entertainment Inc. in Q2 2017, an estimated $10M increase.
  • Nantahala Capital Management's biggest Q2 2017 reduction was FirstCash, cutting an estimated $14.5M.
  • Nantahala Capital Management fully exited Yahoo Inc in Q2 2017, selling an estimated $44.1M.
  • Nantahala Capital Management's ten largest holdings make up 60% of its $1.26B portfolio in Q2 2017.
  • Nantahala Capital Management opened 15 new positions and closed 6 in Q2 2017.
  • Nantahala Capital Management's portfolio value rose 40% quarter-over-quarter to $1.26B.

Based on Nantahala Capital Management's 13F filing for Q2 2017, filed 14 Aug 2017.