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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+3.46%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$417M
Cap. Flow %
-27.01%
Top 10 Hldgs %
47.59%
Holding
143
New
19
Increased
20
Reduced
61
Closed
23

Top Buys

Rank Stock Value
1
CASH icon
Pathward Financial
CASH
+$12.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.39M
3
COST icon
Costco
COST
+$7.88M
4
IDYA icon
IDEAYA Biosciences
IDYA
+$3.29M
5
CDXS icon
Codexis
CDXS
+$3.09M

Top Sells

Rank Stock Value
1
SNDX icon
Syndax Pharmaceuticals
SNDX
+$28.9M
2
LNW
Light & Wonder
LNW
+$20.6M
3
SMLR
Semler Scientific
SMLR
+$10.3M
4
BBQ
BBQ Holdings, Inc. Common Stock
BBQ
+$9.88M
5
IIII
INSU Acquisition Corp. III Class A Common Stock
IIII
+$9.65M

Sector Composition

Rank Sector Weight
1 Healthcare 28.65%
2 Consumer Discretionary 12.74%
3 Industrials 6.25%
4 Communication Services 4.08%
5 Financials 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$187M 12.11%
1,135,000
-1,365,000
-55% -$249M
IWM icon
2
CALL
iShares Russell 2000 ETF
IWM
$79.8B
$132M 8.54%
+800,000
New +$146M
ESTA icon
3
Establishment Labs
ESTA
$2.72B
$103M 6.66%
1,884,430
-122,955
-6% -$7.35M
TA
4
DELISTED
TravelCenters of America LLC
TA
$59.2M 3.83%
1,097,201
-175,369
-14% -$8.73M
QURE icon
5
uniQure
QURE
$3.03B
$54.4M 3.52%
2,901,929
-188,828
-6% -$3.97M
CASH icon
6
Pathward Financial
CASH
$1.86B
$43.8M 2.83%
1,327,968
+342,509
+35% +$12.3M
COST icon
7
PUT
Costco
COST
$422B
$43.1M 2.79%
91,200
-8,800
-9% -$4.58M
COST icon
8
Costco
COST
$422B
$40.9M 2.65%
86,640
+15,145
+21% +$7.88M
IMAX icon
9
IMAX
IMAX
$2.62B
$38.2M 2.47%
2,703,336
-26,105
-1% -$419K
LXFR icon
10
Luxfer Holdings
LXFR
$456M
$33.9M 2.19%
2,337,605
+9,804
+0.4% +$155K
SNDX icon
11
Syndax Pharmaceuticals
SNDX
$1.69B
$33.1M 2.14%
1,375,428
-1,287,659
-48% -$28.9M
KROS icon
12
Keros Therapeutics
KROS
$199M
$31.8M 2.06%
845,692
-66,209
-7% -$2.29M
TNL icon
13
Travel + Leisure Co
TNL
$4.66B
$31.6M 2.05%
926,313
-48,968
-5% -$2.07M
TNL icon
14
CALL
Travel + Leisure Co
TNL
$4.66B
$31.4M 2.03%
919,100
– –
IMAX icon
15
CALL
IMAX
IMAX
$2.62B
$30.9M 2%
2,191,300
– –
LNW
16
DELISTED
Light & Wonder
LNW
$29.8M 1.93%
695,155
-416,183
-37% -$20.6M
DXPE icon
17
DXP Enterprises
DXPE
$2.43B
$27.5M 1.78%
1,161,280
-43,751
-4% -$1.25M
CDXS icon
18
Codexis
CDXS
$151M
$27.3M 1.77%
4,504,009
+383,911
+9% +$3.09M
IMTX icon
19
Immatics
IMTX
$1.18B
$27.1M 1.76%
2,713,968
-407,791
-13% -$4.4M
DRI icon
20
PUT
Darden Restaurants
DRI
$23.3B
$25.3M 1.63%
200,000
– –
MLKN icon
21
MillerKnoll
MLKN
$1.53B
$24.4M 1.58%
1,562,174
-145,565
-9% -$4M
RDVT icon
22
Red Violet
RDVT
$979M
$22.2M 1.43%
1,279,254
-12,517
-1% -$249K
DHX icon
23
DHI Group
DHX
$182M
$22M 1.42%
4,091,744
-46,739
-1% -$245K
APEN
24
DELISTED
Apollo Endosurgery, Inc.
APEN
$21.9M 1.42%
3,973,906
+250,896
+7% +$1.39M
RMR icon
25
The RMR Group
RMR
$325M
$21.6M 1.4%
911,305
-59,318
-6% -$1.62M
1
2 3 4 5

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Nantahala Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Nantahala Capital Management held 143 positions worth $1.55B, down 23% from $1.99B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Nantahala Capital Management withdrew a net $417M in Q3 2022, closing 23 positions and reducing 61 holdings. Its most notable exit was BBQ Holdings, Inc. Common Stock, an estimated $9.88M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Nantahala Capital Management opened a new position in IDEAYA Biosciences worth $3.78M.

  • Nantahala Capital Management's largest Q3 2022 buy was IDEAYA Biosciences: 253,480 shares worth $3.78M.
  • Nantahala Capital Management added most to Pathward Financial in Q3 2022, an estimated $12.3M increase.
  • Nantahala Capital Management's biggest Q3 2022 reduction was Syndax Pharmaceuticals, cutting an estimated $28.9M.
  • Nantahala Capital Management fully exited BBQ Holdings, Inc. Common Stock in Q3 2022, selling an estimated $9.88M.
  • Nantahala Capital Management's ten largest holdings make up 48% of its $1.55B portfolio in Q3 2022.
  • Nantahala Capital Management opened 19 new positions and closed 23 in Q3 2022.
  • Nantahala Capital Management's portfolio value fell 23% quarter-over-quarter to $1.55B.

Based on Nantahala Capital Management's 13F filing for Q3 2022, filed 10 Nov 2022.