Nantahala Capital Management’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Nantahala Capital Management’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-39,246	Closed	-$838K	–	106
2014 Q1	$838K	Buy	39,246 +1,502	+4%	+$35.2K	0.13%	81
2013 Q4	$875K	Buy	37,744 +3,378	+10%	+$78.7K	0.14%	86
2013 Q3	$841K	Sell	34,366 -86,695	-72%	-$1.93M	0.19%	72
2013 Q2	$2.4M	Buy	+121,061	New	+$2.32M	0.56%	52

Other funds holding SVVC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $802M AUM 22.13% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.76% 1-Year Est. Return

Nantahala Capital Management's SVVC Position: Q2 2014 in Review

Nantahala Capital Management sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2014, closing a stake of 39,246 shares — an estimated $838K sold.

Nantahala Capital Management first reported a position in SVVC in Q2 2013 and held it in 4 quarters. The position peaked at $2.4M in Q2 2013. 40 funds tracked by Wall St. Rank hold SVVC as of Q2 2014.

Nantahala Capital Management reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2014 after selling out during the quarter.
Nantahala Capital Management sold 39,246 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2014, an estimated $838K.
Nantahala Capital Management first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 4 quarters.
Nantahala Capital Management's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $2.4M in Q2 2013.
40 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2014.

Based on Nantahala Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.