NCM
HW

Nantahala Capital Management’s Headwaters Inc HW Stock Holding History

Nantahala Capital Management’s Portfolio HW Stock Details HW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-114,999
Closed -$1.13M – 100
2013
Q4 		$1.13M Sell
114,999
-204,970
-64% -$1.89M 0.18% 81
2013
Q3 		$2.88M Sell
319,969
-281,861
-47% -$2.56M 0.64% 50
2013
Q2 		$5.32M Buy
+601,830
New +$6.21M 1.23% 30

Other funds holding HW

GCM
Gates Capital Management New York $3.66B AUM 12.63% 1-Year Est. Return
ACM
Archer Capital Management New York $16.2M AUM 17.01% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return
RCM
Rutabaga Capital Management Boston, Massachusetts $115M AUM 11.85% 1-Year Est. Return
CRM
Cramer Rosenthal McGlynn Stamford, Connecticut $1.36B AUM 31.72% 1-Year Est. Return
SAM
Skyline Asset Management Chicago, Illinois $77.5M AUM 14.27% 1-Year Est. Return

Nantahala Capital Management's HW Position: Q1 2014 in Review

Nantahala Capital Management sold out of Headwaters Inc (HW) in Q1 2014, closing a stake of 114,999 shares — an estimated $1.13M sold.

Nantahala Capital Management first reported a position in HW in Q2 2013 and held it in 3 quarters. The position peaked at $5.32M in Q2 2013. 152 funds tracked by Wall St. Rank hold HW as of Q1 2014.

  • Nantahala Capital Management reported no remaining Headwaters Inc position as of Q1 2014 after selling out during the quarter.
  • Nantahala Capital Management sold 114,999 Headwaters Inc shares in Q1 2014, an estimated $1.13M.
  • Nantahala Capital Management first reported a position in Headwaters Inc in Q2 2013 and held it in 3 quarters.
  • Nantahala Capital Management's Headwaters Inc position peaked at $5.32M in Q2 2013.
  • 152 funds tracked by Wall St. Rank held Headwaters Inc as of Q1 2014.

Based on Nantahala Capital Management's 13F filing for Q1 2014, filed 15 May 2014.