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HW

Headwaters Inc
HW

Delisted

HW was delisted on the 5th of May, 2017.

140 hedge funds and large institutions have $597M invested in Headwaters Inc in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 57 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

619% more call options, than puts

Call options by funds: $1.04M | Put options by funds: $145K

24% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 46

5% more capital invested

Capital invested by funds: $568M → $597M (+$29.5M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 20

1% less funds holding

Funds holding: 141140 (-1)

Holders
140
Holders Change
-1
Holders Change %
-0.71%
% of All Funds
4.06%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
57
Reduced
46
Closed
20
Calls
$1.04M
Puts
$145K
Net Calls
+$897K
Net Calls Change
+$1.16M
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Gates Capital Management
New York
$78.7M +$26.1M +2,827,029 +54%
ACM
2
Archer Capital Management
New York
$51.3M +$10.2M +1,106,082 +27%
BFA
3
BlackRock Fund Advisors
California
$38.7M +$741K +80,390 +2%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$30.1M -$37.5M -4,074,482 -57%
Vanguard Group
5
Vanguard Group
Pennsylvania
$29M +$955K +103,662 +4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$22.7M -$4.43M -480,981 -17%
BIT
7
BlackRock Institutional Trust
California
$21.5M +$179K +19,449 +0.9%
RCM
8
Rutabaga Capital Management
Massachusetts
$21.5M +$937K +101,663 +5%
CCA
9
Canyon Capital Advisors
Texas
$19.4M +$18.2M +1,977,427 New
Luther King Capital Management (LKCM)
10
Luther King Capital Management (LKCM)
Texas
$18.9M -$1.05M -113,880 -6%
TSW
11
Thompson Siegel & Walmsley
Virginia
$17.3M +$4.37M +474,440 +37%
SAM
12
Skyline Asset Management
Illinois
$16.9M +$7.34M +796,300 +86%
LOAMU
13
Lombard Odier Asset Management (USA)
New York
$14.2M +$92.4K +10,029 +0.7%
State Street
14
State Street
Massachusetts
$14.2M +$101K +11,002 +0.8%
Renaissance Technologies
15
Renaissance Technologies
New York
$13.6M -$4.84M -525,000 -27%
CAM
16
Cortina Asset Management
Wisconsin
$12.5M -$340K -36,906 -3%
American Century Companies
17
American Century Companies
Missouri
$11.2M -$1.49M -161,697 -12%
Northern Trust
18
Northern Trust
Illinois
$10.7M +$63.5K +6,886 +0.6%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$8.12M +$457K +49,638 +6%
UBS AM
20
UBS AM
Illinois
$7.84M +$2.19M +237,700 +42%
Two Sigma Advisers
21
Two Sigma Advisers
New York
$5.85M +$3.72M +403,500 +208%
Fuller & Thaler Asset Management
22
Fuller & Thaler Asset Management
California
$5.41M -$131K -14,200 -3%
Two Sigma Investments
23
Two Sigma Investments
New York
$5.37M +$2.46M +267,147 +95%
TCIM
24
TIAA CREF Investment Management
New York
$5.01M -$36.9K -4,005 -0.8%
Deutsche Bank
25
Deutsche Bank
Germany
$4.65M +$342K +37,103 +8%

HW Hedge Fund Activity: Q4 2013 in Review

140 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Headwaters Inc (HW) for Q4 2013, worth a combined $597M — up 5.2% from $568M a quarter earlier.

Fund positioning in HW was balanced in Q4 2013: 20 funds opened new positions, 20 closed out, 57 added to existing stakes and 46 trimmed.

The largest buyer was Gates Capital Management, adding an estimated $26.1M. The largest seller was Wellington Management Group, cutting an estimated $37.5M.

  • 140 institutional investors held Headwaters Inc (HW) as of Q4 2013, down from 141 in Q3 2013.
  • Funds reported $597M of Headwaters Inc stock for Q4 2013, up 5.2% quarter-over-quarter.
  • 20 funds opened new Headwaters Inc positions in Q4 2013 and 20 closed out, a net change of 0 holders.
  • The largest Headwaters Inc buyer in Q4 2013 was Gates Capital Management, an estimated $26.1M added.
  • The largest Headwaters Inc seller in Q4 2013 was Wellington Management Group, an estimated $37.5M sold.

Based on aggregated 13F filings for Q4 2013.