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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$617M
AUM Growth
+$170M
Cap. Flow
+$128M
Cap. Flow %
20.8%
Top 10 Hldgs %
42.32%
Holding
108
New
28
Increased
23
Reduced
21
Closed
15

Top Buys

Rank Stock Value
1
INWK
InnerWorkings, Inc.
INWK
+$11.8M
2
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$9.84M
3
LTM
LIFE TIME FITNESS INC
LTM
+$7.18M
4
URI icon
United Rentals
URI
+$6.69M
5
ORM
Owens Realty Mortgage, Inc.
ORM
+$3.58M

Top Sells

Rank Stock Value
1
MPAA icon
Motorcar Parts of America
MPAA
+$10.4M
2
SXC icon
SunCoke Energy
SXC
+$9.93M
3
ZVO
Zovio Inc. Common Stock
ZVO
+$9.09M
4
ADEP
Adept Technology Inc
ADEP
+$7.03M
5
RHP icon
Ryman Hospitality Properties
RHP
+$6.41M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.05%
2 Industrials 5.76%
3 Financials 4.11%
4 Healthcare 2.9%
5 Communication Services 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLH
76
DELISTED
Red Lions Hotel Corporation
RLH
$1.48M 0.24%
+245,210
New +$1.41M
UFPT icon
77
UFP Technologies
UFPT
$2.43B
$1.24M 0.2%
48,973
-66,028
-57% -$1.6M
JNY
78
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.18M 0.19%
79,000
-21,000
-21% -$304K
HW
79
DELISTED
Headwaters Inc
HW
$1.13M 0.18%
114,999
-204,970
-64% -$1.89M
BKS
80
DELISTED
Barnes & Noble
BKS
$1.01M 0.16%
102,964
-503,906
-83% -$4.85M
GME icon
81
PUT
GameStop
GME
$8.6B
$985K 0.16%
80,000
– –
AWRE icon
82
Aware
AWRE
$27.7M
$958K 0.16%
156,725
+6,200
+4% +$34.8K
GMCR
83
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$884K 0.14%
11,700
– –
SVVC
84
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$875K 0.14%
37,744
+3,378
+10% +$78.7K
EMMS
85
DELISTED
Emmis Communications Corp
EMMS
$846K 0.14%
83,624
– –
BONT
86
PUT
DELISTED
Bon-Ton Stores Inc/The
BONT
$677K 0.11%
41,700
– –
TWGP
87
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$676K 0.11%
+200,000
New +$820K
GHC icon
88
Graham Holdings Company
GHC
$5.02B
$341K 0.06%
851
-6,861
-89% -$2.66M
COCO
89
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$318K 0.05%
178,500
– –
MTL.PR
90
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$281K 0.05%
+712,281
New +$424K
MSN icon
91
Emerson Radio
MSN
$7.74M
$27K ﹤0.01%
+14,097
New +$26.9K
HOUS
92
PUT
DELISTED
Anywhere Real Estate
HOUS
– –
-39,800
Closed -$1.71M
IRBT
93
DELISTED
iRobot
IRBT
– –
-137,153
Closed -$5.16M
IRM icon
94
CALL
Iron Mountain
IRM
$36.1B
– –
-432,800
Closed -$10.8M
LNW
95
DELISTED
Light & Wonder
LNW
– –
-163,815
Closed -$2.65M
RHP icon
96
Ryman Hospitality Properties
RHP
$7.63B
– –
-185,800
Closed -$6.41M
RM icon
97
Regional Management Corp
RM
$303M
– –
-194,217
Closed -$6.18M
SOHO
98
DELISTED
Sotherly Hotels
SOHO
– –
-209,987
Closed -$995K
TNGO
99
PUT
DELISTED
Tangoe, Inc.
TNGO
– –
-225,000
Closed -$5.36M
OUTR
100
DELISTED
OUTERWALL INC
OUTR
– –
-77,000
Closed -$5.02M
1 2 3
4
5

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Nantahala Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nantahala Capital Management held 108 positions worth $617M, up 38% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Nantahala Capital Management deployed $128M of net new capital in Q4 2013, opening 28 new positions and adding to 23 existing holdings. Its largest new stake was InnerWorkings, Inc.: 1,454,927 shares worth $11.3M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 13% of assets, down from 16% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Motorcar Parts of America, an estimated $10.4M trimmed.

  • Nantahala Capital Management's largest Q4 2013 buy was InnerWorkings, Inc.: 1,454,927 shares worth $11.3M.
  • Nantahala Capital Management added most to LIFE TIME FITNESS INC in Q4 2013, an estimated $7.18M increase.
  • Nantahala Capital Management's biggest Q4 2013 reduction was Motorcar Parts of America, cutting an estimated $10.4M.
  • Nantahala Capital Management fully exited Ryman Hospitality Properties in Q4 2013, selling an estimated $6.41M.
  • Nantahala Capital Management's ten largest holdings make up 42% of its $617M portfolio in Q4 2013.
  • Nantahala Capital Management opened 28 new positions and closed 15 in Q4 2013.
  • Nantahala Capital Management's portfolio value rose 38% quarter-over-quarter to $617M.

Based on Nantahala Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.