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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+11.34%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$447M
AUM Growth
+$15M
Cap. Flow
-$30.4M
Cap. Flow %
-6.8%
Top 10 Hldgs %
37.31%
Holding
99
New
17
Increased
19
Reduced
29
Closed
21

Top Buys

Rank Stock Value
1
CROX icon
Crocs
CROX
+$8.71M
2
NWSA icon
News Corp Class A
NWSA
+$8.61M
3
ADNC
AUDIENCE INC COM STK (DE)
ADNC
+$5.81M
4
BKS
Barnes & Noble
BKS
+$4.94M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$4.54M

Top Sells

Rank Stock Value
1
CTRN icon
Citi Trends
CTRN
+$7.82M
2
BCOV
Brightcove, Inc.
BCOV
+$5.58M
3
MESG
XURA INC COM (DE)
MESG
+$3.79M
4
LTM
LIFE TIME FITNESS INC
LTM
+$3.62M
5
DF
Dean Foods Company
DF
+$3.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.07%
2 Financials 7.37%
3 Industrials 5.15%
4 Materials 4.44%
5 Real Estate 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHC icon
51
Graham Holdings Company
GHC
$5.02B
$2.85M 0.64%
7,712
+827
+12% +$278K
LNW
52
DELISTED
Light & Wonder
LNW
$2.65M 0.59%
163,815
-206,771
-56% -$2.92M
UFPT icon
53
UFP Technologies
UFPT
$2.43B
$2.62M 0.59%
115,001
-149,849
-57% -$3.17M
EXAM
54
PUT
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$2.6M 0.58%
+100,000
New +$2.34M
RLGT icon
55
Radiant Logistics
RLGT
$395M
$2.54M 0.57%
1,113,193
– –
NRC icon
56
NRC Health Common Stock
NRC
$450M
$2.35M 0.53%
124,636
+63,139
+103% +$1.08M
MDW
57
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$2.26M 0.51%
2,369,643
+411,019
+21% +$423K
EBIX
58
CALL
DELISTED
Ebix Inc
EBIX
$1.99M 0.45%
200,000
+100,000
+100% +$1.09M
DVD
59
DELISTED
Dover Motorsports
DVD
$1.99M 0.44%
827,689
-129,392
-14% -$309K
FALC
60
DELISTED
FalconStor Software Inc
FALC
$1.97M 0.44%
+1,492,773
New +$1.61M
RUSHB icon
61
Rush Enterprises Class B
RUSHB
$6.14B
$1.76M 0.4%
174,314
– –
HOLL
62
DELISTED
HOLLYWOOD MEDIA CORP
HOLL
$1.74M 0.39%
1,080,572
– –
HOUS
63
PUT
DELISTED
Anywhere Real Estate
HOUS
$1.71M 0.38%
+39,800
New +$1.8M
JNY
64
PUT
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$1.5M 0.34%
100,000
-150,000
-60% -$2.36M
BHI
65
CALL
DELISTED
Baker Hughes
BHI
$1.5M 0.34%
+30,500
New +$1.47M
EPM icon
66
Evolution Petroleum
EPM
$131M
$1.38M 0.31%
122,088
+22,088
+22% +$255K
ESI
67
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$997K 0.22%
32,176
-115,163
-78% -$3.25M
SOHO
68
DELISTED
Sotherly Hotels
SOHO
$995K 0.22%
209,987
+25,202
+14% +$113K
GME icon
69
PUT
GameStop
GME
$8.6B
$993K 0.22%
80,000
– –
GMCR
70
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
$881K 0.2%
11,700
– –
EMMS
71
DELISTED
Emmis Communications Corp
EMMS
$846K 0.19%
83,624
-36,042
-30% -$394K
SVVC
72
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$841K 0.19%
34,366
-86,695
-72% -$1.93M
AWRE icon
73
Aware
AWRE
$27.7M
$822K 0.18%
150,525
+50,525
+51% +$262K
TWGP
74
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$701K 0.16%
+100,100
New +$1.68M
BONT
75
PUT
DELISTED
Bon-Ton Stores Inc/The
BONT
$440K 0.1%
41,700
– –
1 2
3
4

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Nantahala Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nantahala Capital Management held 99 positions worth $447M, up 3.5% from $432M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Nantahala Capital Management withdrew a net $30.4M in Q3 2013, closing 21 positions and reducing 29 holdings. Its most notable exit was Brightcove, Inc., an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, down from 18% a quarter earlier, followed by Financials and Industrials.

Against the trend, Nantahala Capital Management opened a new position in Crocs worth $8.16M.

  • Nantahala Capital Management's largest Q3 2013 buy was Crocs: 600,000 shares worth $8.16M.
  • Nantahala Capital Management added most to AUDIENCE INC COM STK (DE) in Q3 2013, an estimated $5.81M increase.
  • Nantahala Capital Management's biggest Q3 2013 reduction was Citi Trends, cutting an estimated $7.82M.
  • Nantahala Capital Management fully exited Brightcove, Inc. in Q3 2013, selling an estimated $5.58M.
  • Nantahala Capital Management's ten largest holdings make up 37% of its $447M portfolio in Q3 2013.
  • Nantahala Capital Management opened 17 new positions and closed 21 in Q3 2013.
  • Nantahala Capital Management's portfolio value rose 3.5% quarter-over-quarter to $447M.

Based on Nantahala Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.