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NCM

Nantahala Capital Management Portfolio holdings

AUM $2.72B
1-Year Est. Return 121.58%
This Fund
S&P 500
This Quarter Est. Return
+4.6%
1 Year Est. Return
+121.58%
3 Year Est. Return
+308.64%
5 Year Est. Return
+308.9%
10 Year Est. Return
+2,888.73%
AUM
$767M
AUM Growth
+$29.9M
Cap. Flow
+$8.59M
Cap. Flow %
1.12%
Top 10 Hldgs %
52.59%
Holding
73
New
6
Increased
38
Reduced
10
Closed
6

Top Buys

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$32.8M
2
DRII
DIAMOND RESORTS INTL, INC
DRII
+$8.48M
3
CTRN icon
Citi Trends
CTRN
+$7.48M
4
CASH icon
Pathward Financial
CASH
+$6.28M
5
RLGT icon
Radiant Logistics
RLGT
+$4.51M

Top Sells

Rank Stock Value
1
NWSA icon
News Corp Class A
NWSA
+$23.8M
2
SURG
SYNERGETICS USA, INC.
SURG
+$16.6M
3
ADEP
Adept Technology Inc
ADEP
+$8.98M
4
CSH
CASH AMERICA INTERNATIONAL INC
CSH
+$7.85M
5
CCN
CardConnect Corp.
CCN
+$2.55M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 21.49%
2 Financials 10.02%
3 Healthcare 8.29%
4 Industrials 6.64%
5 Energy 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLGT icon
26
Radiant Logistics
RLGT
$395M
$8.83M 1.15%
2,575,172
+1,152,369
+81% +$4.51M
FALC
27
DELISTED
FalconStor Software Inc
FALC
$8.78M 1.15%
4,670,085
+899,042
+24% +$1.74M
KSPN
28
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
$8.23M 1.07%
114,914
+3,766
+3% +$280K
EMG
29
DELISTED
Emergent Capital, Inc.
EMG
$8.21M 1.07%
2,223,924
+162,100
+8% +$710K
SIR
30
DELISTED
SELECT INCOME REIT
SIR
$8.14M 1.06%
934,802
+47,092
+5% +$414K
F icon
31
PUT
Ford
F
$55.7B
$7.89M 1.03%
560,000
– –
RBCAA icon
32
Republic Bancorp
RBCAA
$1.95B
$7.58M 0.99%
286,837
+13,300
+5% +$344K
LXFR icon
33
Luxfer Holdings
LXFR
$458M
$6.77M 0.88%
688,426
+111,187
+19% +$1.19M
ALT icon
34
Altimmune
ALT
$599M
$6.44M 0.84%
11,298
+1,745
+18% +$870K
CROX icon
35
CALL
Crocs
CROX
$6.55B
$5.91M 0.77%
576,900
– –
GM icon
36
PUT
General Motors
GM
$76.8B
$5.78M 0.75%
170,000
– –
SCLN
37
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$5.26M 0.69%
571,887
+401,669
+236% +$3.36M
USAK
38
DELISTED
USA Truck Inc
USAK
$5M 0.65%
286,242
-17,485
-6% -$328K
BCOV
39
DELISTED
Brightcove, Inc.
BCOV
$4.95M 0.65%
798,334
-195,730
-20% -$1.2M
QADB
40
DELISTED
QAD Inc. Class B
QADB
$4.76M 0.62%
258,737
+7,500
+3% +$158K
EPM icon
41
Evolution Petroleum
EPM
$131M
$4.46M 0.58%
927,784
-115,001
-11% -$697K
LINC icon
42
Lincoln Educational Services
LINC
$1.3B
$4.04M 0.53%
2,030,645
-296,900
-13% -$471K
URI icon
43
CALL
United Rentals
URI
$72.4B
$3.93M 0.51%
54,200
– –
INCY icon
44
CALL
Incyte
INCY
$24.4B
$3.36M 0.44%
31,000
– –
CGNT
45
DELISTED
Cogentix Medical, Inc.
CGNT
$3.35M 0.44%
2,594,766
+1,308,976
+102% +$1.79M
SXC icon
46
SunCoke Energy
SXC
$797M
$3.33M 0.43%
958,182
+316,415
+49% +$1.52M
DVD
47
DELISTED
Dover Motorsports
DVD
$3M 0.39%
1,286,751
+420
+0% +$945
AKBA icon
48
Akebia Therapeutics
AKBA
$252M
$2.86M 0.37%
+221,674
New +$2.26M
NRC icon
49
NRC Health Common Stock
NRC
$450M
$2.29M 0.3%
142,454
-50,000
-26% -$760K
WHF icon
50
WhiteHorse Finance
WHF
$146M
$2.28M 0.3%
198,322
– –
1
2
3

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Nantahala Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Nantahala Capital Management held 73 positions worth $767M, up 4.1% from $737M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Nantahala Capital Management's Q4 2015 filing shows 6 new, 38 increased, 10 reduced and 6 closed positions. Its largest new stake was Akebia Therapeutics: 221,674 shares worth $2.86M. The largest sale was News Corp Class A, an estimated $23.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 21% of assets, up from 21% a quarter earlier, followed by Financials and Healthcare.

  • Nantahala Capital Management's largest Q4 2015 buy was Akebia Therapeutics: 221,674 shares worth $2.86M.
  • Nantahala Capital Management added most to Yahoo Inc in Q4 2015, an estimated $32.8M increase.
  • Nantahala Capital Management's biggest Q4 2015 reduction was CASH AMERICA INTERNATIONAL INC, cutting an estimated $7.85M.
  • Nantahala Capital Management fully exited News Corp Class A in Q4 2015, selling an estimated $23.8M.
  • Nantahala Capital Management's ten largest holdings make up 53% of its $767M portfolio in Q4 2015.
  • Nantahala Capital Management opened 6 new positions and closed 6 in Q4 2015.
  • Nantahala Capital Management's portfolio value rose 4.1% quarter-over-quarter to $767M.

Based on Nantahala Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.