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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$183M
AUM Growth
-$3.42M
Cap. Flow
-$161K
Cap. Flow %
-0.09%
Top 10 Hldgs %
44.89%
Holding
84
New
5
Increased
8
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
ROAM icon
Hartford Multifactor Emerging Markets ETF
ROAM
+$4.54M
2
CVET
Covetrus, Inc. Common Stock
CVET
+$3.53M
3
FLKR icon
Franklin FTSE South Korea ETF
FLKR
+$2.92M
4
FLTW icon
Franklin FTSE Taiwan ETF
FLTW
+$2.05M
5
EIDO icon
iShares MSCI Indonesia ETF
EIDO
+$1.99M

Top Sells

Rank Stock Value
1
BWA icon
BorgWarner
BWA
+$1.17M
2
META icon
Meta Platforms (Facebook)
META
+$369K
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$277K
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$251K
5
JNJ icon
Johnson & Johnson
JNJ
+$208K

Sector Composition

Rank Sector Weight
1 Financials 13.91%
2 Communication Services 11.23%
3 Healthcare 8.78%
4 Consumer Staples 8.39%
5 Industrials 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
51
GE Aerospace
GE
$361B
$149K 0.08%
3,351
– –
BWA icon
52
BorgWarner
BWA
$12.9B
– –
-31,536
Closed -$1.17M
JNJ icon
53
Johnson & Johnson
JNJ
$602B
– –
-1,490
Closed -$208K
1 2
3

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PSA
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RIA
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NWWA
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GIM
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CAM
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Lumbard & Kellner's Q3 2019 Portfolio in Review

As of Q3 2019, Lumbard & Kellner held 84 positions worth $183M, down 1.8% from $186M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Lumbard & Kellner's Q3 2019 filing shows 5 new, 8 increased, 23 reduced and 4 closed positions. Its largest new stake was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M. The largest sale was BorgWarner, an estimated $1.17M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Communication Services and Healthcare.

  • Lumbard & Kellner's largest Q3 2019 buy was Hartford Multifactor Emerging Markets ETF: 201,409 shares worth $4.44M.
  • Lumbard & Kellner added most to Covetrus, Inc. Common Stock in Q3 2019, an estimated $3.53M increase.
  • Lumbard & Kellner's biggest Q3 2019 reduction was Meta Platforms (Facebook), cutting an estimated $369K.
  • Lumbard & Kellner fully exited BorgWarner in Q3 2019, selling an estimated $1.17M.
  • Lumbard & Kellner's ten largest holdings make up 45% of its $183M portfolio in Q3 2019.
  • Lumbard & Kellner opened 5 new positions and closed 4 in Q3 2019.
  • Lumbard & Kellner's portfolio value fell 1.8% quarter-over-quarter to $183M.

Based on Lumbard & Kellner's 13F filing for Q3 2019, filed 21 Nov 2019.