Lumbard & Kellner’s Hartford Multifactor Emerging Markets ETF ROAM Stock Holding History

Lumbard & Kellner’s Portfolio ROAM Stock Details ROAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-192,500	Closed	-$3.77M	–	99
2020 Q3	$3.77M	Buy	192,500 +3,382	+2%	+$68.2K	1.86%	22
2020 Q2	$3.6M	Sell	189,118 -6,009	-3%	-$110K	2.07%	16
2020 Q1	$3.23M	Sell	195,127 -5,730	-3%	-$118K	2.17%	14
2019 Q4	$4.66M	Sell	200,857 -552	-0.3%	-$12.6K	2.41%	14
2019 Q3	$4.44M	Buy	+201,409	New	+$4.54M	2.43%	13

Other funds holding ROAM

Paracle Advisors Mercer Island, Washington $551M AUM 50.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

RPG

Resource Planning Group Atlanta, Georgia $157M AUM 11.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.61B AUM 15.59% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Lumbard & Kellner's ROAM Position: Q4 2020 in Review

Lumbard & Kellner sold out of Hartford Multifactor Emerging Markets ETF (ROAM) in Q4 2020, closing a stake of 192,500 shares — an estimated $3.77M sold.

Lumbard & Kellner first reported a position in ROAM in Q3 2019 and held it in 5 quarters. The position peaked at $4.66M in Q4 2019. 15 funds tracked by Wall St. Rank hold ROAM as of Q4 2020.

Lumbard & Kellner reported no remaining Hartford Multifactor Emerging Markets ETF position as of Q4 2020 after selling out during the quarter.
Lumbard & Kellner sold 192,500 Hartford Multifactor Emerging Markets ETF shares in Q4 2020, an estimated $3.77M.
Lumbard & Kellner first reported a position in Hartford Multifactor Emerging Markets ETF in Q3 2019 and held it in 5 quarters.
Lumbard & Kellner's Hartford Multifactor Emerging Markets ETF position peaked at $4.66M in Q4 2019.
15 funds tracked by Wall St. Rank held Hartford Multifactor Emerging Markets ETF as of Q4 2020.

Based on Lumbard & Kellner's 13F filing for Q4 2020, filed 11 Feb 2021.