We are live on ! Find out more
ROAM icon

Hartford Multifactor Emerging Markets ETF

25 hedge funds and large institutions have $52.2M invested in Hartford Multifactor Emerging Markets ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.89% more ownership

Funds ownership: 71.54%76.43% (+4.9%)

0% more funds holding

Funds holding: 2525 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

24% less capital invested

Capital invested by funds: $69M → $52.2M (-$16.8M)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
5
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PA
1
Paracle Advisors
Washington
$18.3M +$629K +27,932 +3%
Bank of America
2
Bank of America
North Carolina
$13M -$765K -33,952 -5%
LK
3
Lumbard & Kellner
New Hampshire
$4.44M +$4.54M +201,409 New
BCI
4
Brinker Capital Investments
Pennsylvania
$3.9M
Wellington Management Group
5
Wellington Management Group
Massachusetts
$3.17M +$3.24M +143,608 New
UBS Group
6
UBS Group
Switzerland
$3.12M -$13.7M -606,877 -81%
Citadel Advisors
7
Citadel Advisors
Florida
$2.24M +$298K +13,240 +15%
FAIM
8
Financial Advocates Investment Management
Washington
$590K -$64.4K -2,857 -10%
RPG
9
Resource Planning Group
Georgia
$580K -$127K -5,617 -18%
DADC
10
D.A. Davidson & Co
Montana
$484K +$180K +8,000 +57%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$364K -$299K -13,290 -45%
Jane Street
12
Jane Street
New York
$336K -$1.47M -65,434 -81%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$319K -$1.12M -49,787 -77%
FHA
14
Flagship Harbor Advisors
Massachusetts
$268K -$66.3K -2,941 -19%
LPL Financial
15
LPL Financial
California
$259K +$65.4K +2,902 +33%
Wells Fargo
16
Wells Fargo
California
$247K +$27.8K +1,235 +12%
HighTower Advisors
17
HighTower Advisors
Illinois
$241K -$12.8K -569 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$222K +$227K +10,059 New
AG
19
Advisor Group
Arizona
$54K -$577K -25,587 -91%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$54K -$5.86K -260 -10%
FAAS
21
First Allied Advisory Services
California
$41K +$41.7K +1,850 New
POIA
22
Pin Oak Investment Advisors
Texas
$13K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$12K -$578K -25,655 -98%
GWM
24
Geneos Wealth Management
Colorado
$5K
EIP
25
Ellis Investment Partners
Pennsylvania
$3K

ROAM Hedge Fund Activity: Q3 2019 in Review

25 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Emerging Markets ETF (ROAM) for Q3 2019, worth a combined $52.2M — down 24% from $69M a quarter earlier.

Fund positioning in ROAM was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 12 trimmed.

The largest buyer was Lumbard & Kellner, opening a new position worth an estimated $4.54M. The largest seller was UBS Group, cutting an estimated $13.7M.

  • 25 institutional investors held Hartford Multifactor Emerging Markets ETF (ROAM) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $52.2M of Hartford Multifactor Emerging Markets ETF stock for Q3 2019, down 24% quarter-over-quarter.
  • 4 funds opened new Hartford Multifactor Emerging Markets ETF positions in Q3 2019 and 4 closed out, a net change of 0 holders.
  • The largest Hartford Multifactor Emerging Markets ETF buyer in Q3 2019 was Lumbard & Kellner, an estimated $4.54M added.
  • The largest Hartford Multifactor Emerging Markets ETF seller in Q3 2019 was UBS Group, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2019.