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Hartford Multifactor Emerging Markets ETF

24 hedge funds and large institutions have $53.2M invested in Hartford Multifactor Emerging Markets ETF in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

26% more funds holding

Funds holding: 1924 (+5)

3.5% more ownership

Funds ownership: 85.67%89.17% (+3.5%)

4% less capital invested

Capital invested by funds: $55.5M → $53.2M (-$2.29M)

Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.53%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
6
Increased
9
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PA
1
Paracle Advisors
Washington
$16.1M +$1.05M +46,922 +7%
LS
2
Lattice Strategies
Pennsylvania
$14.9M -$3.22M -144,340 -18%
Bank of America
3
Bank of America
North Carolina
$6.7M +$1.25M +55,996 +23%
PFGIA
4
Patriot Financial Group Insurance Agency
Massachusetts
$3.19M +$66.1K +2,962 +2%
BCI
5
Brinker Capital Investments
Pennsylvania
$3.13M +$3.17M +142,000 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.88M +$1.9M +85,119 New
UBS Group
7
UBS Group
Switzerland
$1.87M -$2.53M -113,364 -57%
Jane Street
8
Jane Street
New York
$1.31M -$865K -38,757 -39%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$756K +$373K +16,708 +95%
MIAN
10
Mariner Independent Advisor Network
Kansas
$673K +$653K +29,262 New
AG
11
Advisor Group
Arizona
$457K +$285K +12,776 +161%
AI
12
Atria Investments
North Carolina
$452K +$458K +20,508 New
EWM
13
Executive Wealth Management
Michigan
$354K +$358K +16,064 New
FHA
14
Flagship Harbor Advisors
Massachusetts
$347K +$180K +8,084 +106%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$272K +$225K +10,107 +449%
HighTower Advisors
16
HighTower Advisors
Illinois
$259K -$383K -17,153 -59%
DADC
17
D.A. Davidson & Co
Montana
$255K +$6.69K +300 +3%
Wells Fargo
18
Wells Fargo
California
$228K -$476K -21,348 -67%
NWM
19
Northwest Wealth Management
Iowa
$43K +$43.8K +1,962 New
POIA
20
Pin Oak Investment Advisors
Texas
$13K -$8.34K -374 -39%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$11K
GTAM
22
Global Trust Asset Management
Florida
$7K
CFGS
23
Concourse Financial Group Securities
Alabama
$6K
GWM
24
Geneos Wealth Management
Colorado
$5K +$89 +4 +2%
Citadel Advisors
25
Citadel Advisors
Florida
-$2.42M -104,586 Closed

ROAM Hedge Fund Activity: Q4 2018 in Review

24 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Emerging Markets ETF (ROAM) for Q4 2018, worth a combined $53.2M — down 4.1% from $55.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new ROAM positions and 1 closed out — a net gain of 5 holders — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $3.17M. The largest seller was Lattice Strategies, cutting an estimated $3.22M.

  • 24 institutional investors held Hartford Multifactor Emerging Markets ETF (ROAM) as of Q4 2018, up from 19 in Q3 2018.
  • Funds reported $53.2M of Hartford Multifactor Emerging Markets ETF stock for Q4 2018, down 4.1% quarter-over-quarter.
  • 6 funds opened new Hartford Multifactor Emerging Markets ETF positions in Q4 2018 and 1 closed out, a net change of +5 holders.
  • The largest Hartford Multifactor Emerging Markets ETF buyer in Q4 2018 was Brinker Capital Investments, an estimated $3.17M added.
  • The largest Hartford Multifactor Emerging Markets ETF seller in Q4 2018 was Lattice Strategies, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2018.