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Hartford Multifactor Emerging Markets ETF

28 hedge funds and large institutions have $54.1M invested in Hartford Multifactor Emerging Markets ETF in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

12% more funds holding

Funds holding: 2528 (+3)

1.39% more ownership

Funds ownership: 76.43%77.82% (+1.4%)

4% more capital invested

Capital invested by funds: $52.2M → $54.1M (+$1.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
28
Holders Change
+3
Holders Change %
+12%
% of All Funds
0.55%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
13
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PA
1
Paracle Advisors
Washington
$19.6M +$364K +15,999 +2%
Bank of America
2
Bank of America
North Carolina
$13.9M +$290K +12,755 +2%
LK
3
Lumbard & Kellner
New Hampshire
$4.66M -$12.6K -552 -0.3%
BCI
4
Brinker Capital Investments
Pennsylvania
$3.96M -$141K -6,207 -4%
UBS Group
5
UBS Group
Switzerland
$2.84M -$434K -19,069 -13%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$2.65M -$672K -29,515 -21%
Jane Street
7
Jane Street
New York
$810K +$448K +19,681 +129%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$631K +$607K +26,666 +4,848%
RPG
9
Resource Planning Group
Georgia
$620K +$9.79K +430 +2%
Wells Fargo
10
Wells Fargo
California
$613K +$347K +15,227 +136%
DADC
11
D.A. Davidson & Co
Montana
$562K +$52.3K +2,300 +10%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$519K +$180K +7,915 +55%
HighTower Advisors
13
HighTower Advisors
Illinois
$341K +$87.4K +3,842 +35%
CAAS
14
Capital Asset Advisory Services
Michigan
$316K +$323K +14,214 New
Citadel Advisors
15
Citadel Advisors
Florida
$295K -$2.02M -88,791 -87%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$286K +$52.1K +2,290 +23%
LPL Financial
17
LPL Financial
California
$263K -$9.76K -429 -4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$237K -$143K -6,292 -38%
FHA
19
Flagship Harbor Advisors
Massachusetts
$218K -$63.4K -2,784 -23%
SWA
20
Stratos Wealth Advisors
Ohio
$215K +$211K +9,271 New
FTUS
21
Flow Traders U.S.
New York
$206K +$202K +8,885 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$202K +$198K +8,714 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$63K +$5.69K +250 +10%
AG
24
Advisor Group
Arizona
$46K -$10.2K -447 -18%
GWM
25
Geneos Wealth Management
Colorado
$6K +$137 +6 +2%

ROAM Hedge Fund Activity: Q4 2019 in Review

28 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Hartford Multifactor Emerging Markets ETF (ROAM) for Q4 2019, worth a combined $54.1M — up 3.6% from $52.2M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ROAM positions and 2 closed out — a net gain of 3 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $607K. The largest seller was Citadel Advisors, cutting an estimated $2.02M.

  • 28 institutional investors held Hartford Multifactor Emerging Markets ETF (ROAM) as of Q4 2019, up from 25 in Q3 2019.
  • Funds reported $54.1M of Hartford Multifactor Emerging Markets ETF stock for Q4 2019, up 3.6% quarter-over-quarter.
  • 5 funds opened new Hartford Multifactor Emerging Markets ETF positions in Q4 2019 and 2 closed out, a net change of +3 holders.
  • The largest Hartford Multifactor Emerging Markets ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $607K added.
  • The largest Hartford Multifactor Emerging Markets ETF seller in Q4 2019 was Citadel Advisors, an estimated $2.02M sold.

Based on aggregated 13F filings for Q4 2019.