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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNY
2401
DELISTED
Colony Capital, Inc.
CLNY
$25K ﹤0.01%
1,235
+64
+5% +$1.29K
NPT
2402
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$25K ﹤0.01%
2,093
+41
+2% +$480
MM
2403
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$25K ﹤0.01%
+3,500
New +$23.6K
PNG
2404
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$25K ﹤0.01%
1,084
– –
BBK
2405
DELISTED
Blackrock Municipal Bond Trust
BBK
$25K ﹤0.01%
1,794
– –
MLPG
2406
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J
MLPG
$25K ﹤0.01%
682
– –
KMI.WS
2407
DELISTED
Kinder Morgan Inc
KMI.WS
$25K ﹤0.01%
6,044
-179
-3% -$773
ALEX
2408
DELISTED
Alexander & Baldwin
ALEX
$24K ﹤0.01%
572
– –
ARE icon
2409
Alexandria Real Estate Equities
ARE
$8.27B
$24K ﹤0.01%
381
+123
+48% +$7.9K
EFOR
2410
Everforth Inc
EFOR
$1.34B
$24K ﹤0.01%
+700
New +$23.3K
CBT icon
2411
Cabot Corp
CBT
$4.45B
$24K ﹤0.01%
475
+9
+2% +$426
ENSG icon
2412
The Ensign Group
ENSG
$10.6B
$24K ﹤0.01%
2,116
– –
FXN icon
2413
First Trust Energy AlphaDEX Fund
FXN
$387M
$24K ﹤0.01%
952
– –
G icon
2414
Genpact
G
$5.7B
$24K ﹤0.01%
1,310
+105
+9% +$1.96K
JLS icon
2415
Nuveen Mortgage and Income Fund
JLS
$95M
$24K ﹤0.01%
1,040
-4,950
-83% -$118K
KBWP icon
2416
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$24K ﹤0.01%
600
– –
MYD
2417
DELISTED
BlackRock MuniYield Fund
MYD
$24K ﹤0.01%
1,900
-2,200
-54% -$28.9K
NBB icon
2418
Nuveen Taxable Municipal Income Fund
NBB
$456M
$24K ﹤0.01%
1,317
+1,000
+315% +$18.1K
NDSN icon
2419
Nordson
NDSN
$17.3B
$24K ﹤0.01%
322
– –
OSIS icon
2420
OSI Systems
OSIS
$3.82B
$24K ﹤0.01%
447
– –
PCM
2421
PCM Fund
PCM
$70.8M
$24K ﹤0.01%
2,095
-2,616
-56% -$30K
PML
2422
PIMCO Municipal Income Fund II
PML
$497M
$24K ﹤0.01%
2,230
-2,400
-52% -$25.8K
PSCE icon
2423
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$24K ﹤0.01%
105
-40
-28% -$9.39K
SCD
2424
LMP Capital and Income Fund
SCD
$361M
$24K ﹤0.01%
1,500
+1,000
+200% +$15.4K
SF
2425
Stifel
SF
$12.8B
$24K ﹤0.01%
1,123
+502
+81% +$9.64K
95 96
97
98 99

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.