Ladenburg Thalmann Financial Services’s UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due J MLPG Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-400	Closed	-$9K	–	5681
2019 Q2	$9K	Hold	400	–	–	﹤0.01%	4510
2019 Q1	$9K	Hold	400	–	–	﹤0.01%	4454
2018 Q4	$8K	Hold	400	–	–	﹤0.01%	4435
2018 Q3	$10K	Hold	400	–	–	﹤0.01%	4321
2018 Q2	$8K	Hold	400	–	–	﹤0.01%	4422
2018 Q1	$8K	Hold	400	–	–	﹤0.01%	4422
2017 Q4	$10K	Hold	400	–	–	﹤0.01%	4216
2017 Q3	$10K	Hold	400	–	–	﹤0.01%	4115
2017 Q2	$10K	Hold	400	–	–	﹤0.01%	4053
2017 Q1	$11K	Sell	400 -549	-58%	-$15.1K	﹤0.01%	3965
2016 Q4	$24K	Buy	949 +72	+8%	+$1.82K	﹤0.01%	3388
2016 Q3	$22K	Buy	877 +195	+29%	+$4.89K	﹤0.01%	3359
2016 Q2	$17K	Hold	682	–	–	﹤0.01%	3473
2016 Q1	$14K	Hold	682	–	–	﹤0.01%	3530
2015 Q4	$16K	Hold	682	–	–	﹤0.01%	3411
2015 Q3	$15K	Hold	682	–	–	﹤0.01%	3310
2015 Q2	$21K	Hold	682	–	–	﹤0.01%	3227
2015 Q1	$22K	Hold	682	–	–	﹤0.01%	3146
2014 Q4	$24K	Hold	682	–	–	﹤0.01%	2891
2014 Q3	$29K	Hold	682	–	–	﹤0.01%	2390
2014 Q2	$28K	Hold	682	–	–	﹤0.01%	2428
2014 Q1	$25K	Hold	682	–	–	﹤0.01%	2444
2013 Q4	$25K	Hold	682	–	–	﹤0.01%	2408
2013 Q3	$24K	Hold	682	–	–	﹤0.01%	2347
2013 Q2	$25K	Buy	+682	New	+$25K	﹤0.01%	2208