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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR
2301
DELISTED
Coherent Inc
COHR
$202K ﹤0.01%
1,171
-2,866
-71% -$504K
EIM
2302
Eaton Vance Municipal Bond Fund
EIM
$499M
$201K ﹤0.01%
17,456
-6,491
-27% -$76.2K
AFB
2303
AllianceBernstein National Municipal Income Fund
AFB
$319M
$200K ﹤0.01%
16,124
-39,729
-71% -$498K
BAH icon
2304
Booz Allen Hamilton
BAH
$9.3B
$200K ﹤0.01%
4,024
+346
+9% +$16.9K
BLOK icon
2305
Amplify Blockchain Technology ETF
BLOK
$1.08B
$200K ﹤0.01%
9,816
-8,298
-46% -$166K
GT icon
2306
Goodyear
GT
$1.75B
$200K ﹤0.01%
8,544
-4,978
-37% -$117K
PPT
2307
Franklin Premier Income Trust
PPT
$331M
$200K ﹤0.01%
38,022
-22,892
-38% -$120K
SR icon
2308
Spire
SR
$4.89B
$200K ﹤0.01%
2,725
+17
+0.6% +$1.26K
FNG
2309
DELISTED
AdvisorShares New Tech and Media ETF
FNG
$200K ﹤0.01%
8,921
-12,723
-59% -$279K
AIEQ icon
2310
Amplify AI Powered Equity ETF
AIEQ
$125M
$199K ﹤0.01%
6,752
+4,202
+165% +$122K
EWO icon
2311
iShares MSCI Austria ETF
EWO
$188M
$199K ﹤0.01%
8,691
-15,027
-63% -$345K
SHE icon
2312
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$339M
$199K ﹤0.01%
2,589
+1,157
+81% +$87.4K
BCS icon
2313
Barclays
BCS
$94.6B
$198K ﹤0.01%
23,166
-16,802
-42% -$156K
FR icon
2314
First Industrial Realty Trust
FR
$8.36B
$198K ﹤0.01%
6,321
+798
+14% +$25.8K
VTWG icon
2315
Vanguard Russell 2000 Growth ETF
VTWG
$1.57B
$198K ﹤0.01%
1,269
-17
-1% -$2.63K
UPGD icon
2316
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$198K ﹤0.01%
4,080
+2,430
+147% +$117K
CENT icon
2317
Central Garden & Pet Co
CENT
$2.75B
$197K ﹤0.01%
6,845
-2,761
-29% -$90.6K
CXH
2318
DELISTED
MFS Investment Grade Municipal Trust
CXH
$197K ﹤0.01%
21,973
+2,241
+11% +$20.6K
RDUS
2319
DELISTED
Radius Recycling
RDUS
$197K ﹤0.01%
7,276
+521
+8% +$15.6K
TEF
2320
DELISTED
Telefonica
TEF
$197K ﹤0.01%
31,047
+1
+0% +$7
COUP
2321
DELISTED
Coupa Software Incorporated
COUP
$197K ﹤0.01%
2,538
+2,190
+629% +$152K
DRE
2322
DELISTED
Duke Realty Corp.
DRE
$197K ﹤0.01%
6,945
-22,018
-76% -$630K
NEV
2323
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$197K ﹤0.01%
15,050
+4,525
+43% +$62.5K
ESGD icon
2324
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$196K ﹤0.01%
2,962
+396
+15% +$26K
CTR
2325
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$196K ﹤0.01%
3,447
+2,343
+212% +$136K
91 92
93
94 95

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.