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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWX icon
2176
Southwest Gas
SWX
$6.67B
$120K ﹤0.01%
1,575
+98
+7% +$7.07K
SGEN
2177
DELISTED
Seagen Inc. Common Stock
SGEN
$120K ﹤0.01%
2,275
-1,205
-35% -$72.4K
USCR
2178
DELISTED
U S Concrete, Inc.
USCR
$120K ﹤0.01%
1,959
-3,279
-63% -$183K
ATRO icon
2179
Astronics
ATRO
$4.57B
$119K ﹤0.01%
3,974
-1,336
-25% -$35.3K
FLN icon
2180
First Trust Latin America AlphaDEX Fund
FLN
$35.7M
$119K ﹤0.01%
6,397
-1,933
-23% -$36K
HPS
2181
John Hancock Preferred Income Fund III
HPS
$463M
$119K ﹤0.01%
6,682
-35,790
-84% -$633K
HSIC icon
2182
Henry Schein
HSIC
$10.1B
$119K ﹤0.01%
1,930
-480
-20% -$29K
SFM icon
2183
Sprouts Farmers Market
SFM
$8.03B
$119K ﹤0.01%
6,216
+390
+7% +$8.19K
UFPI icon
2184
UFP Industries
UFPI
$5.06B
$119K ﹤0.01%
3,549
-264
-7% -$8.6K
AIA icon
2185
iShares Asia 50 ETF
AIA
$5.07B
$118K ﹤0.01%
2,558
-224
-8% -$10.8K
BGX
2186
Blackstone Long-Short Credit Income Fund
BGX
$139M
$118K ﹤0.01%
7,407
+59
+0.8% +$909
DMF
2187
DELISTED
BNY Mellon Municipal Income
DMF
$118K ﹤0.01%
13,680
– –
HELE icon
2188
Helen of Troy
HELE
$696M
$118K ﹤0.01%
1,389
+406
+41% +$34K
SIVR icon
2189
abrdn Physical Silver Shares ETF
SIVR
$4.47B
$118K ﹤0.01%
7,549
-3,005
-28% -$50.4K
SMFG icon
2190
Sumitomo Mitsui Financial
SMFG
$167B
$118K ﹤0.01%
15,273
-1,608
-10% -$11.7K
TEI
2191
Templeton Emerging Markets Income Fund
TEI
$320M
$118K ﹤0.01%
10,786
-826
-7% -$8.86K
UDR icon
2192
UDR
UDR
$12B
$118K ﹤0.01%
3,231
– –
MNR
2193
DELISTED
Monmouth Real Estate Investment Corp
MNR
$118K ﹤0.01%
7,772
+1,503
+24% +$20.8K
DMB
2194
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$117K ﹤0.01%
9,525
+3,572
+60% +$45.7K
EOD
2195
Allspring Global Dividend Opportunity Fund
EOD
$288M
$117K ﹤0.01%
21,241
-25,322
-54% -$137K
GII icon
2196
State Street SPDR S&P Global Infrastructure ETF
GII
$930M
$117K ﹤0.01%
2,602
+632
+32% +$28.6K
PGP
2197
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$117K ﹤0.01%
8,333
+5,731
+220% +$92.5K
VET icon
2198
Vermilion Energy
VET
$1.73B
$117K ﹤0.01%
2,835
+405
+17% +$16.5K
SYNH
2199
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$117K ﹤0.01%
2,230
-316
-12% -$15.3K
MGU
2200
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$117K ﹤0.01%
5,912
-2,308
-28% -$46.1K
86 87
88
89 90

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.