Ladenburg Thalmann Financial Services’s First Trust Latin America AlphaDEX Fund FLN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FLN Stock Details FLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$206K	Buy	9,033 +4,296	+91%	+$89.6K	﹤0.01%	2469
2019 Q3	$97K	Buy	4,737 +856	+22%	+$17.6K	﹤0.01%	2957
2019 Q2	$81K	Sell	3,881 -15,827	-80%	-$314K	﹤0.01%	3123
2019 Q1	$390K	Buy	19,708 +16,223	+466%	+$331K	﹤0.01%	1878
2018 Q4	$63K	Buy	3,485 +270	+8%	+$5.03K	﹤0.01%	3095
2018 Q3	$60K	Buy	3,215 +726	+29%	+$13.5K	﹤0.01%	3189
2018 Q2	$55K	Hold	2,489	–	–	﹤0.01%	3194
2018 Q1	$55K	Buy	2,489 +126	+5%	+$2.79K	﹤0.01%	3194
2017 Q4	$48K	Sell	2,363 -6,397	-73%	-$137K	﹤0.01%	3241
2017 Q3	$194K	Sell	8,760 -2,211	-20%	-$47.1K	﹤0.01%	2134
2017 Q2	$209K	Sell	10,971 -9,594	-47%	-$190K	﹤0.01%	1985
2017 Q1	$430K	Buy	20,565 +14,168	+221%	+$295K	0.01%	1408
2016 Q4	$119K	Sell	6,397 -1,933	-23%	-$36K	﹤0.01%	2184
2016 Q3	$150K	Buy	+8,330	New	+$150K	﹤0.01%	1954
2016 Q1	–	Sell	-775	Closed	-$10K	–	4719
2015 Q4	$10K	Hold	775	–	–	﹤0.01%	3669
2015 Q3	$10K	Hold	775	–	–	﹤0.01%	3529
2015 Q2	$14K	Buy	+775	New	+$14.4K	﹤0.01%	3458

Other funds holding FLN

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FLN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Latin America AlphaDEX Fund (FLN) stake by 91% in Q4 2019, buying an estimated $89.6K and bringing the position to 9,033 shares worth $206K. The position accounts for ﹤0.01% of the portfolio, ranked #2469.

Ladenburg Thalmann Financial Services first reported a position in FLN in Q2 2015 and has held it in 17 quarters since. The position peaked at $430K in Q1 2017. 28 funds tracked by Wall St. Rank hold FLN as of Q4 2019.

Ladenburg Thalmann Financial Services held 9,033 shares of First Trust Latin America AlphaDEX Fund worth $206K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 4,296 First Trust Latin America AlphaDEX Fund shares in Q4 2019, an estimated $89.6K.
First Trust Latin America AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2469 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Latin America AlphaDEX Fund in Q2 2015 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's First Trust Latin America AlphaDEX Fund position peaked at $430K in Q1 2017.
28 funds tracked by Wall St. Rank held First Trust Latin America AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.