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First Trust Latin America AlphaDEX Fund

20 hedge funds and large institutions have $14.7M invested in First Trust Latin America AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

11.19% more ownership

Funds ownership: 49.09%60.28% (+11%)

5% less capital invested

Capital invested by funds: $15.4M → $14.7M (-$718K)

5% less funds holding

Funds holding: 2120 (-1)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
1
SG Americas Securities
New York
$2.35M -$83.2K -3,900 -4%
OMC
2
Old Mission Capital
Illinois
$2.21M +$986K +46,230 +86%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.69M +$1.25M +58,742 +337%
Morgan Stanley
4
Morgan Stanley
New York
$1.6M -$1.06M -49,650 -41%
Jane Street
5
Jane Street
New York
$1.22M +$487K +22,825 +70%
WI
6
WBI Investments
New Jersey
$1.17M +$1.13M +52,931 New
SAM
7
SignalPoint Asset Management
Missouri
$1.11M -$443K -20,787 -29%
LPL Financial
8
LPL Financial
California
$970K +$78.5K +3,681 +9%
Citadel Advisors
9
Citadel Advisors
Florida
$844K +$214K +10,051 +36%
UBS Group
10
UBS Group
Switzerland
$513K -$526K -24,671 -52%
Millennium Management
11
Millennium Management
New York
$230K -$3.45M -161,680 -94%
VF
12
Virtu Financial
New York
$230K +$222K +10,407 New
SWP
13
Stratos Wealth Partners
Ohio
$226K +$218K +10,232 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$194K -$47.1K -2,211 -20%
Bank of America
15
Bank of America
North Carolina
$55K -$124K -5,821 -70%
AG
16
Advisor Group
Arizona
$31K
NFG
17
Next Financial Group
Texas
$17K +$5.12K +240 +48%
Citigroup
18
Citigroup
New York
$9K
Wells Fargo
19
Wells Fargo
California
$4K +$3.63K +170 New
MML Investors Services
20
MML Investors Services
Massachusetts
-$696K -36,630 Closed
FTUS
21
Flow Traders U.S.
New York
-$214K -11,282 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
-$159K -8,361 Closed

FLN Hedge Fund Activity: Q3 2017 in Review

20 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in First Trust Latin America AlphaDEX Fund (FLN) for Q3 2017, worth a combined $14.7M — down 4.7% from $15.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FLN positions and 3 closed out — a net gain of 1 holder — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.25M. The largest seller was Millennium Management, cutting an estimated $3.45M.

  • 20 institutional investors held First Trust Latin America AlphaDEX Fund (FLN) as of Q3 2017, down from 21 in Q2 2017.
  • Funds reported $14.7M of First Trust Latin America AlphaDEX Fund stock for Q3 2017, down 4.7% quarter-over-quarter.
  • 4 funds opened new First Trust Latin America AlphaDEX Fund positions in Q3 2017 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Latin America AlphaDEX Fund buyer in Q3 2017 was Susquehanna International Group, an estimated $1.25M added.
  • The largest First Trust Latin America AlphaDEX Fund seller in Q3 2017 was Millennium Management, an estimated $3.45M sold.

Based on aggregated 13F filings for Q3 2017.