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First Trust Latin America AlphaDEX Fund

28 hedge funds and large institutions have $123M invested in First Trust Latin America AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

17% more funds holding

Funds holding: 2428 (+4)

15% more capital invested

Capital invested by funds: $107M → $123M (+$16.3M)

0.51% less ownership

Funds ownership: 94.62%94.12% (-0.51%)

Holders
28
Holders Change
+4
Holders Change %
+16.67%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
9
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$99.5M -$2.38M -113,835 -3%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M +$5.09M +243,977 +100%
BFEC
3
Benjamin F. Edwards & Company
Missouri
$2.6M +$55.8K +2,674 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$2.37M +$53.9K +2,581 +3%
Bank of America
5
Bank of America
North Carolina
$1.53M -$28.5K -1,367 -2%
SAM
6
SignalPoint Asset Management
Missouri
$1.09M +$22.2K +1,062 +2%
HighTower Advisors
7
HighTower Advisors
Illinois
$907K +$74.5K +3,570 +10%
RJA
8
Raymond James & Associates
Florida
$707K +$33.6K +1,610 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$579K +$210K +10,071 +65%
Jane Street
10
Jane Street
New York
$567K +$523K +25,045 New
FIM
11
Freedom Investment Management
Connecticut
$349K -$40.9K -1,960 -11%
PFA
12
Pinnacle Family Advisors
Missouri
$349K +$320K +15,340 New
UBS Group
13
UBS Group
Switzerland
$344K +$123K +5,877 +63%
FFS
14
Founders Financial Securities
Maryland
$297K +$274K +13,137 New
HI
15
Horizon Investments
North Carolina
$297K +$274K +13,137 New
LPL Financial
16
LPL Financial
California
$243K -$36.3K -1,739 -14%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$206K +$89.6K +4,296 +91%
AG
18
Advisor Group
Arizona
$160K
Citigroup
19
Citigroup
New York
$96K +$88.1K +4,224 New
SNT
20
Security National Trust
West Virginia
$63K +$57.7K +2,766 New
KPW
21
Kore Private Wealth
New York
$49K +$45.3K +2,170 New
ASN
22
Advisory Services Network
Georgia
$38K
FGAM
23
Financial Gravity Asset Management
Texas
$23K -$6.61K -317 -50%
GWM
24
Geneos Wealth Management
Colorado
$22K +$20.3K +975 New
TFS
25
TrustCore Financial Services
Tennessee
$15K

FLN Hedge Fund Activity: Q4 2019 in Review

28 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Latin America AlphaDEX Fund (FLN) for Q4 2019, worth a combined $123M — up 15% from $107M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FLN positions and 5 closed out — a net gain of 4 holders — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.09M. The largest seller was First Trust Advisors, cutting an estimated $2.38M.

  • 28 institutional investors held First Trust Latin America AlphaDEX Fund (FLN) as of Q4 2019, up from 24 in Q3 2019.
  • Funds reported $123M of First Trust Latin America AlphaDEX Fund stock for Q4 2019, up 15% quarter-over-quarter.
  • 9 funds opened new First Trust Latin America AlphaDEX Fund positions in Q4 2019 and 5 closed out, a net change of +4 holders.
  • The largest First Trust Latin America AlphaDEX Fund buyer in Q4 2019 was Morgan Stanley, an estimated $5.09M added.
  • The largest First Trust Latin America AlphaDEX Fund seller in Q4 2019 was First Trust Advisors, an estimated $2.38M sold.

Based on aggregated 13F filings for Q4 2019.