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First Trust Latin America AlphaDEX Fund

21 hedge funds and large institutions have $8.91M invested in First Trust Latin America AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% less funds holding

Funds holding: 2821 (-7)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

79.53% less ownership

Funds ownership: 94.12%14.59% (-80%)

93% less capital invested

Capital invested by funds: $123M → $8.91M (-$115M)

Holders
21
Holders Change
-7
Holders Change %
-25%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
4
Reduced
10
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.18M -$6.06M -308,519 -63%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.88M +$3.07M +156,067 New
RJFSA
3
Raymond James Financial Services Advisors
Florida
$939K -$530K -26,947 -26%
Jane Street
4
Jane Street
New York
$876K +$934K +47,503 +190%
Bank of America
5
Bank of America
North Carolina
$613K -$335K -17,070 -25%
SAM
6
SignalPoint Asset Management
Missouri
$546K -$60.2K -3,061 -6%
Citadel Advisors
7
Citadel Advisors
Florida
$527K +$858K +43,664 New
FIM
8
Freedom Investment Management
Connecticut
$423K +$73.2K +3,726 +24%
FTUS
9
Flow Traders U.S.
New York
$289K +$471K +23,949 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$144K -$268K -13,638 -53%
Osaic Holdings
11
Osaic Holdings
Arizona
$128K +$206K +10,502 New
RJA
12
Raymond James & Associates
Florida
$125K -$411K -20,894 -67%
UBS Group
13
UBS Group
Switzerland
$109K -$123K -6,253 -41%
Citigroup
14
Citigroup
New York
$43K -$12.9K -657 -16%
SNT
15
Security National Trust
West Virginia
$33K
ASN
16
Advisory Services Network
Georgia
$20K
GWM
17
Geneos Wealth Management
Colorado
$12K +$39 +2 +0.2%
KPW
18
Kore Private Wealth
New York
$9K -$27.4K -1,393 -64%
TFS
19
TrustCore Financial Services
Tennessee
$8K +$20 +1 +0.1%
FGAM
20
Financial Gravity Asset Management
Texas
$1.78K -$3.44K -175 -54%
First Trust Advisors
21
First Trust Advisors
Illinois
-$99.5M -4,399,406 Closed
BFEC
22
Benjamin F. Edwards & Company
Missouri
-$2.6M -114,907 Closed
HighTower Advisors
23
HighTower Advisors
Illinois
-$907K -40,109 Closed
PFA
24
Pinnacle Family Advisors
Missouri
-$349K -15,340 Closed
FFS
25
Founders Financial Securities
Maryland
-$297K -13,137 Closed

FLN Hedge Fund Activity: Q1 2020 in Review

21 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Latin America AlphaDEX Fund (FLN) for Q1 2020, worth a combined $8.91M — down 93% from $123M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FLN and 4 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 4 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.07M. The largest seller was First Trust Advisors, exiting entirely with an estimated $99.5M sold.

  • 21 institutional investors held First Trust Latin America AlphaDEX Fund (FLN) as of Q1 2020, down from 28 in Q4 2019.
  • Funds reported $8.91M of First Trust Latin America AlphaDEX Fund stock for Q1 2020, down 93% quarter-over-quarter.
  • 4 funds opened new First Trust Latin America AlphaDEX Fund positions in Q1 2020 and 9 closed out, a net change of -5 holders.
  • The largest First Trust Latin America AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $3.07M added.
  • The largest First Trust Latin America AlphaDEX Fund seller in Q1 2020 was First Trust Advisors, an estimated $99.5M sold.

Based on aggregated 13F filings for Q1 2020.